- SMBC (New York, NY)
- …for the first and second lines of defense on IT, cybersecurity, and technology risk management topics, including leading preparations for various exams. + ... and relevant business units on regulatory expectations. + Oversee compliance and alignment of team member activities with all...credit risk , market risk , liquidity risk and or operational risk … more
- Capital One (New York, NY)
- …As a member of the Audit team, the candidate will focus on operational and compliance audits, including operations of investment (securities and transactions). ... provide high value, independent, proactive insights, to innovate with technology , and to be a top-notch talent destination, creates...+ At least 4 years of experience in auditing, compliance , risk management, accounting, or a combination.… more
- M&T Bank (Buffalo, NY)
- …based upon their skills and experience. Other Responsibilities + Adhere to applicable compliance / operational risk controls in accordance with Company or ... Advisory, Institutional Client Services, or support functions such as Treasury, Finance, Compliance , Technology , Operations, Risk Management, or Credit… more
- New York State Civil Service (Albany, NY)
- …securityo security policy/standard/guideline development, implementation, or interpretationo conducting risk assessments and evaluating information technology ... NY HELP No Agency Information Technology Services, Office of Title Information Technology...State NY Zip Code 12226 Duties Description ITS provides operational support to state agencies on a 24x7x365 basis;… more
- BGB Group (New York, NY)
- …security policies. + Align enterprise technology and AI initiatives with internal risk , legal, and compliance teams. + Support audits and data integrity ... (AI) and automation into core systems. This role ensures the organization's technology infrastructure not only supports operational excellence but also fosters… more
- Amazon (New York, NY)
- …will involve regular collaboration with a broad network of partners, including Technology , Procurement, Compliance Operations, Legal, Tax, and Public Policy ... to trade compliance governance processes. Basic Qualifications - 6+ years of compliance , audit or risk management experience - Knowledge of Microsoft Office… more
- New York State Civil Service (Albany, NY)
- …* Conducts risk -based assessments of applicants' and Licensees' governance, compliance , and internal audit controls; BSA/AML program; operational , regulatory ... of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category Financial, Accounting, Auditing Salary Grade 23… more
- CH Robinson (New York, NY)
- …to maintain compliance . + Serve as a strategic advisor on sanctions risk , transaction-level red flags, and compliance issues related to new business ... initiatives, acquisitions, and customer engagement. + Support and advise the Trade Compliance Committee on operational and strategic initiatives. + Draft and… more
- SolomonEdwards (Albany, NY)
- …LLC ("SolomonEdwards") is a full-service professional services firm offering financial, operational , and technology consulting and operations support. We work ... broker/dealer or non-deposit investment products (ideal), and/or o Second line (2LOD) compliance or audit functions with operational implementation experience. *… more
- Anywhere Real Estate (Rochester, NY)
- …policies. This role involves reviewing, analyzing, and monitoring contracts to ensure compliance with legal standards and mitigate risk . + Develop, implement, ... position is responsible for the overall successful delivery of the administration and compliance of the terms of the franchising agreements and related documents for… more