- Capital One (New York, NY)
- …financial products and services and the ability to drive outcomes with business, technology , operational , and audit partners as well as external stakeholders. ... Card Business Capital One is a leading banking and technology company seeking to reimagine banking. One of our...escalations **Competencies** The ideal candidate will be a seasoned risk management and compliance professional with strategic… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... selected domains + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk ...a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported… more
- Citigroup (New York, NY)
- …Risk Management (ERM), Independent Compliance Risk Management (ICRM), Retail Credit Risk , Operational Risk , and Model Risk . Enterprise Risk ... for relevant technology systems, including those that support enterprise risk management and independent compliance applications, ensuring that engineers use… more
- Bank of America (New York, NY)
- …made will have significant impact to the firms Regulatory, Financial, Reputational and Operational risk to the Bank. On a tri-annual basis this associate ... Prop, Estates, Trusts) * Experience in any of the following areas: Operations/Finance/ Risk / Compliance * Strong technical and data analytical skills (ie, Excel,… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Builds a ... and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Develop… more
- MTA (New York, NY)
- …tools, configurations, and risk mitigation to support Information and Operational Technology applications and/or infrastructure products + Lead others, as ... responsible for providing a full range of Information and Operational Technology services to the MTA agencies...Manager will be responsible for managing and developing staff, technology , and processes to reduce risk with… more
- MUFG (New York, NY)
- … risks and controls experience + 6-8 years of experience in information technology , information security, and/or operational risk management, (includes ... operations, operational risk management, compliance , audit, and third-party risk management within technology and or information security), or a… more
- Scotiabank (New York, NY)
- …Operations). + Provided hands-on oversight of RCSA activities, ensuring alignment with operational risk policies and regulatory expectations. + Partnered with ... to Capital Markets business lines. + Extensive experience in operational , compliance , and business matters across SBUS...programs from the ground up. + Deep knowledge of operational risk frameworks, including scenario analysis, issue… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... approach for CVA. The opportunity will collaborate with front office trading, risk oversight, technology , and model governance functions ensuring requirements… more