- TD Bank (New York, NY)
- …clear communication and documentation of new processes + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry ... innovative business services, data models, and best in class technology infrastructures that support over $5 Trillion (and rapidly...project management team both from a timeline/cost and a risk perspective. + Execute test cases and document actual… more
- Coinbase (Albany, NY)
- …and Business Technology teams. * Develop and implement governance mechanisms, risk tracking tools, and compliance reporting processes. * Support audit ... who believes in the power of crypto and blockchain technology to update the financial system. We want someone...audit standards. * Identify and recommend improvements to enhance risk management, compliance posture, and operational… more
- TD Bank (New York, NY)
- …complex, and diverse business management function for an area of significant risk , complexity or scope usually involving medium to long term planning, ensuring ... with deep industry, external / internal, enterprise knowledge, identifying operational efficiencies and opportunities with other business management / enterprise… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (New York, NY)
- …with key stakeholders across TD Securities, including Markets sales and trading leaders, Technology , Advisory Compliance , and Risk functions. The incumbent ... and opportunities for process enhancement. + Partner with Surveillance Data Quants and Compliance Technology teams to refine the tooling and methodology for… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- Coinbase (Albany, NY)
- …creation. * *Audit, Compliance Background:* Experience in collaborating with audit, compliance , legal or 2LOD Risk Teams. * *Project Management Experience*: ... passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave… more
- American Express (New York, NY)
- …+ Lead the development of capabilities to reduce manual operations and prevent operational risk + Establish standard processes for data discovery and stewardship ... and together, you will help us define the future of American Express. The Global Risk and Compliance (GRC) is responsible for identifying and managing risk … more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- KeyBank (Amherst, NY)
- …Tiedeman Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance ... focusing on current, high impact wealth management and trust compliance and operational risks, and assessment of...typically achieved through work as a: business, data, operations, compliance , or risk analyst; internal auditor; or… more