- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... selected domains + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk ...a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- City National Bank (New York, NY)
- …culture: Proactively manage all applicable risks (eg transactional, operational , credit, counterparty, market, regulatory, compliance ), self-identification ... business management, underwriting, back and middle office operations, credit administration, risk , legal, and compliance . * Leadership and corporate behaviors:… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... CIB. The candidate will have to collaborate with front office trading, risk oversight, technology , and model governance functions ensuring requirements are… more
- TD Bank (New York, NY)
- …finance and other functional specialist groups to ensure integrated service delivery, risk mitigation and compliance with applicable internal and external ... payments, including innovative business services, data models, and best in class technology infrastructures that support over $5 Trillion (and rapidly growing) worth… more
- NBT Bank (Norwich, NY)
- …initiatives with a focus on strategic legal matters including Third-Party Risk Management (TPRM), Information Technology (IT), Cybersecurity, and Mergers ... Acquisitions (M&A). This role is critical to ensuring legal and regulatory compliance , mitigating risk , and enabling innovation across the institution's… more
- Coinbase (Albany, NY)
- …and policy documentation * Partner cross-functionally with Risk , Finance, Compliance , Product, and Engineering to support operational requirements for new ... across teams * Track record of improving processes, enhancing controls, and supporting operational risk reduction *Nice to haves:* * BA/BS degree in Finance,… more
- Wells Fargo (Brooklyn, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of business at wellsfargojobs.com This position is in Core Risk Technology , a new group setup to...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more