- Justworks (New York, NY)
- …identification, sourcing, due diligence, contract negotiation, onboarding, performance management, risk assessment, compliance , and offboarding, with a focus ... drive continuous improvement, and personally resolve critical vendor issues. + Integrated Risk Management and Compliance (Building the Foundation): Partner with … more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... team. + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. Salary Range: $120,000 to… more
- Wells Fargo (Oceanside, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- Capgemini (New York, NY)
- …experience in consulting or industry roles focused on operational resilience, risk management, or regulatory compliance , ideally within financial services or ... other regulated sectors. + Bachelor's degree in Business Administration, Risk , Finance, Technology , or other related field; Master's degree preferred. + You… more
- Citigroup (New York, NY)
- …and client tax operations. Leverage technology to automate processes and minimize risk . + ** Compliance and Risk Management:** Maintain a deep ... and Client Tax Operations, ensuring alignment with the global compliance and risk management framework. Lead initiatives...+ **Global Impact:** Play a key role in ensuring compliance and operational excellence across global wealth… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** Technology Solutions **Pay Detail:** $115,000 - $195,000 USD TD is committed to ... team responsible for the development of cross-asset automated pricing and risk systems, primarily focused on FICC derivatives. The Transparency team works… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (New York, NY)
- …. Establish robust controls and governance practices across finance systems. . Manage operational risk , cybersecurity, data quality, and audit requirements in ... strategy, and end-to-end automation of finance workflows. . Partner with Finance, Risk , Operations, and Business stakeholders to ensure technology solutions meet… more