- TD Bank (New York, NY)
- …complex, and diverse business management function for an area of significant risk , complexity or scope usually involving medium to long term planning, ensuring ... with deep industry, external / internal, enterprise knowledge, identifying operational efficiencies and opportunities with other business management / enterprise… more
- TD Bank (New York, NY)
- …peers/ seniors and business units on deliverables and process improvements + ** Technology :** Utilize financial systems and tools to enhance automation of data ... appropriate stakeholders on a range of finance accounting / reporting or operational processes + Apply understanding of respective business strategies to produce… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... ideally banking. + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. + Must be able to… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... selected domains + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk ...a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported… more
- Citigroup (New York, NY)
- …Within T&BE, the Chief Operating Office (T&BE COO) drives a strong focus on risk and controls, compliance and value across T&BE organization and oversees ... architecture and authoritative data sources, etc., data management, data governance, and risk and control disciplines within Data and/or Technology processes. +… more
- Coinbase (Albany, NY)
- …procedures, and policies * Partner cross-functionally with Risk , Finance, Compliance , Product, and Engineering to identify operational requirements for new ... who believes in the power of crypto and blockchain technology to update the financial system. We want someone...Track record of improving processes, implementing controls, and managing operational risk . * Comfortable working as a… more
- Lincoln Financial (Albany, NY)
- …Audit Analyst, you will lead and execute risk -based audits focusing on operational processes and regulatory compliance across the company. In this role, you ... be doing** What you'll be doing * Lead end-to-end audit engagements of operational and compliance processes, including planning, identifying risks and control… more
- Citigroup (New York, NY)
- …to a) Make Sanctions processes a competitive advantage; (b) Drive efficient, agile technology and processes (c) Full compliance to strategic operating model ... or through others + Continuously review processes and drive operational efficiency. + Ensure a robust risk ...including: ICRM Sanctions, Control Functions, FinCrime Functions and In-Business Risk to address compliance issues which may… more
- Citigroup (Getzville, NY)
- …to maintain these standards **Qualifications** : + 10+ years of experience in operational risk management, compliance , audit, or other control-related ... interact very closely with other functions throughout Citi, including the Businesses, Risk , ICRM, as well as Enterprise Technology , & Operations.… more