- Mizuho Corporate Bank (New York, NY)
- …ensure robust integration with trading and risk systems, and enhance operational efficiency and regulatory compliance . The successful candidate will have 10+ ... years of financial technology experience, with a proven track record in building...teams. + Foster strong partnerships with trading desks, operations, risk , and compliance teams. + Manage vendor… more
- Intertek (Cortland, NY)
- …understand export impacts to business needs, assessing sales opportunities via pre-quotation Risk Assessment Form (RAF) Review to ensure compliance with export ... including appliances, consumer electronics, lighting, medical devices, information communications technology , HVACR, industrial, and energy transmission and distribution. Our… more
- Athene (New York, NY)
- …people, processes, tools, and controls are in place to effectively mitigate risk , safeguard assets, and meet operational objectives. Maintain responsibility for ... credit risk controls, including monitoring exposure, limits, and regulatory compliance , while escalating and acting to resolve issues in coordination with… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance...+ Product management (from a business standpoint, and not technology ) experience is an asset + A positive attitude… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance...+ Product management (from a business standpoint, and not technology ) experience is an asset + A positive attitude… more
- SHI (Albany, NY)
- …cybersecurity opportunity pursuit. Your focus will include areas such as risk and compliance , identity management, architecture/infrastructure, hybrid cloud ... management. - Intermediate + Practical knowledge of security programs and risk and compliance frameworks, including industry-specific standards such as NIST,… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... FIX protocol + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. + Bachelor's Degree is… more
- TD Bank (New York, NY)
- …. Establish robust controls and governance practices across finance systems. . Manage operational risk , cybersecurity, data quality, and audit requirements in ... strategy, and end-to-end automation of finance workflows. . Partner with Finance, Risk , Operations, and Business stakeholders to ensure technology solutions meet… more
- Scotiabank (New York, NY)
- …to help ensure the adequacy, and effectiveness of day-to-day business controls. Understand that operational risk , regulatory compliance risk , AML/ATF ... all be met. This includes but is not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- TD Bank (New York, NY)
- …more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview** : Roles in the second line ... of defense Financial Crime Risk Management Testing team (FCRM) are responsible for maintaining...and gaps with TD's policies, procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing teams… more