- US Bank (New York, NY)
- …of achieving cost-efficient revenue growth, best-in-class customer experience, enhanced risk management and operational excellence. With several transformational ... incumbent will be responsible for leading our platform and technology teams to develop, own and execute a roadmap...business development and sales experience + Legal, credit underwriting, compliance or other risk management experience +… more
- Marex (New York, NY)
- …the company's regulatory requirements under the US Regulatory Framework. + Adhere to the operational risk framework for the role ensuring that all regulatory or ... Clearing sector + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this + Series 3 and Series… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... skills. + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. Salary Range: $70,000 to… more
- JPMorgan Chase (New York, NY)
- …Securitized Products Group (SPG) and Tax Oriented Investment (TOI) sub lines-of-businesses, Risk , Finance and Technology . This role will also provide leadership ... supporting regulatory guidance, regulatory feedback along with considerations such as risk , operational feasibility, market practice, and materiality + Providing… more
- Citigroup (New York, NY)
- …York, NY The individual will work in the FRMT(Financial Resource Management Technology ) Data Services team within Citi's Treasury Global Function. The Data Services ... concise, logical and understandable way in coordination with the Technology team. In this role you will have the...the data operating model is implemented to reduce data risk . * Remediation of issues will include partnering with… more
- M&T Bank (Buffalo, NY)
- …, Finance, and Accounting Policy departments to ensure compliance with critical objectives. **Supervisory/Managerial Responsibilities:** N/A **Education and ... **Overview:** Responsible for providing overall operational support with the management and oversight of...process for new investments by assisting the Operations & Risk Manager with closing tasks such as validating documentation,… more
- Broadridge Financial Solutions (Albany, NY)
- …tools. This role provides hands-on guidance, strategic direction, and operational support to global onboarding resources, ensuring consistency, efficiency, and ... and value-add projects, leveraging AI to accelerate timelines, reduce risk , and improve resource allocation. Manages multiple initiatives simultaneously across… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …years experience involving information technology and/or information security, compliance , or risk management.Preferred Experience:5+ years Experience with ... architecture. Working knowledge of network systems, security principles, applications, and risk and compliance initiatives. Advanced knowledge of Risk… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Understand ... presentations. + Directs day-to-day activities in a manner consistent with the Bank's risk culture and the relevant risk appetite statement and limits.… more
- JPMorgan Chase (New York, NY)
- … with regulatory requirements + Evaluate controls for effectiveness and impact on operational risk , as well as opportunities to automate control evaluation + ... techniques to proactively identify risks and vulnerabilities in people, processes, and technology . Design and deploy risk -driven tests and simulations and inform… more