- TD Bank (New York, NY)
- …with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of ... the financial planning, cost transparency, and economic analysis of our technology investments. The ideal candidate will combine strong financial acumen with… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... over 2,300 dedicated people enabling access to exchanges and technology -powered services. For more information visit www.marex.com (http://www.marex.com/) Purpose of… more
- BlackRock (New York, NY)
- …differentiated investment performance through excellence in products and capabilities, operational discipline, and risk management. The group encompasses ... purpose. BlackRock is a world-class provider of global investment management, risk management and advisory services to institutional, intermediary and individual… more
- PSI Services (Albany, NY)
- …schedule. The role reports to the Snr Director of Information Security, Governance, Risk and Compliance and may be performed remotely, with occasional travel ... to ensure GRC practices support overall business objectives. + Support ongoing compliance initiatives, including security incident reviews, risk memos, and… more
- Xylem (Cheektowaga, NY)
- …avoid recurrence. + Assist with maintaining site-specific safety-related permits and ensuring operational compliance with air monitoring standards. + Oversee and ... and empowering the people who make water work every day. As a leading water technology company with 23,000 employees operating in over 150 countries, Xylem is at the… more
- New York State Civil Service (Albany, NY)
- …Part 500 to support determinations related to safety and soundness from a technology risk perspective;* Meets with Licensees' management teams for examinations ... risk -based assessments of Licensees, including evaluations of cybersecurity and information technology practices, and assesses compliance with 23 NYCRR… more
- CUNY (New York, NY)
- …controls over budget, bursar operations, purchasing, travel, accounting, asset management, risk management, and regulatory compliance . + Assuring the delivery ... transformation, and information security initiatives. + Knowledge of applicable compliance , regulatory frameworks, risk management, and business continuity… more
- S&P Global (New York, NY)
- …best-in-class technology and incorporate industry best practices to manage risk , comply with regulations and provide assistance to the financial services ... industry with meeting their compliance obligations. Our risk and regulatory ...reduce costs, reuse information and streamline processes with improved technology . Our team supports Tier 1 Tax Clients and… more
- Bank of America (New York, NY)
- …CFA, CPA) preferred * Experience in any of the following areas: Operations/Finance/ Risk / Compliance * Strong knowledge of financial markets, banking industry, ... problems and initiatives requiring exceptional handling and/or coordination of multiple operational and/or product specialists to resolve. They may manage projects… more
- JPMorgan Chase (New York, NY)
- … with regulatory requirements + Evaluate controls for effectiveness and impact on operational risk , as well as opportunities to automate control evaluation + ... techniques to proactively identify risks and vulnerabilities in people, processes, and technology . Design and deploy risk -driven tests and simulations and inform… more