- TD Bank (New York, NY)
- …against industry practices. + With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a ... reporting across regional committees and boards (eg, surveillance metrics, operational issues, and related reporting). Provide the leadership team..."tone at the top" in support of a strong risk & compliance culture within Compliance… more
- American Express (New York, NY)
- …program and enhance platform capabilities, the enterprise undergoes an uplift to the Enterprise Risk and Operational Risk Management frameworks, and as the ... AML function. GFCC is part of the broader Global Risk & Compliance organization. The GFCC ...operational , procedural, and documentation gaps in customer onboarding, risk rating, EDD review processes. + Design/improve/ establish clear… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Technology Business Systems Consultant to be part of the...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- TD Bank (New York, NY)
- …+ Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a plus + Extensive Operational knowledge as pertains ... leads a large, diverse and talented team of compliance professionals providing independent compliance risk...internal partners and external regulators + Solid understanding of technology 's role in the business and compliance … more
- Citigroup (New York, NY)
- …Management, Operations, Technology , Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the assigned ... Serves as a senior function/business/product compliance risk officer covering North American... guidance on function/business/product rules and regulations relating to operational issues, transactional approvals and the application of internal… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... selected domains + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk ...and cloud deployment strategies + Lead team to ensure compliance and risk management requirements for supported… more
- Warner Bros. Discovery (New York, NY)
- … compliance with WBD's sourcing and procurement policies, while promoting operational discipline and risk mitigation. + Identifies opportunities for process ... and the _dreamers_ creating what's next From brilliant creatives, to technology trailblazers, across the globe, WBD offers career defining opportunities,… more
- Mastercard (Harrison, NY)
- …development and use of key risk indicators (KRIs), performance metrics, risk assessments, and the consistent implementation of compliance standards across ... operational experience managing AML/Sanctions related processes relating to risk assessments, know your customer onboarding, transactions monitoring and training… more
- Marex (New York, NY)
- …Securities Exchanges, and other applicable regulatory organizations. + Adhere to the operational risk framework for your role ensuring that all regulatory ... supervision. + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. Salary Range: $225,000… more
- Marex (New York, NY)
- …SEC, FINRA, MSRB, and other regulatory rules and regulations. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... supervision. + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. Salary Range: $150,000… more