- Robert Half Management Resources (New York, NY)
- …potential in a dynamic and evolving organization. Ideal candidate will have 3+ years of compliance testing experience as a primary skill set, along with other ... compliance risk related experience. Responsibilities: * Conduct compliance testing to ensure adherence to internal policies and regulatory requirements. *… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine scope of reviews; build detailed ... Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The Monitoring and Testing … more
- TD Bank (New York, NY)
- … Compliance Monitoring and Testing team works directly with the Bank's Compliance Units, Compliance Testing , and Oversight Functions to develop and ... standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and… more
- KeyBank (Amherst, NY)
- …knowledge of data analysis tools and techniques to lead a team of compliance testing professionals in analyzing, quantifying, and/or assessing risks and to ... and processes in mitigating applicable risks through the execution of operational and compliance monitoring and testing across Key's lines of business, products,… more
- KeyBank (Albany, NY)
- …(CAFP), Certified Fraud Examiner (CFE), etc.). + Prior financial services compliance testing experience leveraging risk-based auditing techniques. + Experience ... with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines...through the execution of compliance monitoring and testing across Key's lines of business, products, and functional… more
- KeyBank (Buffalo, NY)
- …ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance...assist in the design and execution of operational risk testing and continuous monitoring. Individuals work both autonomously on… more
- KeyBank (Amherst, NY)
- … compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, products, and ... in this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory requirements… more
- TD Bank (New York, NY)
- …CISA, CIA) preferred + 7+ years of experience in risk management, internal audit, compliance testing , or a related field within financial services + Strong ... + Partners with the eGRC team as well as ORM, Compliance and FCRM to translate testing requirements into system requirements, features and workflows + Manages… more
- Mizuho Corporate Bank (New York, NY)
- …and update dashboards and key performance indicators (KPIs) related to regulatory compliance and testing . + Collaborate with operational resilience pillars to ... DORA Program Manager and Integrated Testing - Operational Resilience Americas DepartmentThe Americas Operational...new team member will be responsible for supporting the compliance program on DORA, the management of the transformation… more
- TD Bank (New York, NY)
- …depending on availability and individual circumstances_ **Job Description Summary:** The Compliance Testing Manager is responsible for planning and overseeing ... independent Compliance testing completed by specialists. May execute some independent testing as applicable. This role provides subject matter expertise on … more