- American Express (NY)
- …accruals + Maintain Treasury Management System ("TMS") static data and manage product testing and system configuration + Support regulatory filings for FR Y9C HCR ... + Monitor, report, and provide market commentary + Ensure controls & compliance with prevailing policies & procedures such as SOX, Process Risk Self-Assessment… more
- M&T Bank (Getzville, NY)
- …documentation necessary for departmental audits. + Participate in the planning, testing , and implementation of new projects, systems, products, and regulatory ... technology to address issues for the team. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- M&T Bank (Buffalo, NY)
- …test scripts verifying changes work as expected. Ensure issues arising from testing or implementation are escalated and resolved appropriately in an efficient and ... of documentation requirements for assigned projects, as well as regulatory and compliance requirements. + Understand and adhere to the Company's risk and regulatory… more
- Raymond James Financial, Inc. (New York, NY)
- …of Raymond James (RJ) historical trade data from several sources. + Creates back- testing models to evaluate and optimize the firm's trading strategies. + Initiates ... Trading Systems, Smart Order Routers, and CSA management. + Regulations and Compliance . + TCA and Data Analytics, network concepts, topologies, and technologies. +… more
- Citigroup (Getzville, NY)
- …and remediate DQ issues that impact **Pre-Settlement Exposure (PSE), Stress Testing ,** Value-at-Risk (VAR), and Capital. Work with Technology, Business, and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... details for this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance ...guidance and independent oversight of the surveillance output and analyst dispositions of alerts, and suggested enhancements to the… more
- Wegmans (Rochester, NY)
- …the company, performing audit procedures to verify that controls are operating through testing and interviewing techniques + Lead compliance reviews as directed ... 09/19/2025 **Job Posting End:** 10/20/2025 **Job ID:** R0259280 The legal compliance auditor ensures Wegmans remains compliant with regulatory and legal requirements… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** At TD Bank US Compliance , we're on a mission ... to build a more resilient and scalable compliance risk management function. As part of our team,...direct reports but will be supported by a Senior Analyst and will work closely with the Senior Manager… more
- City of New York (New York, NY)
- Job Description APPLICANTS MUST BE PERMANENT IN THE CONTRACT SPECIALIST OR PROCUREMENT ANALYST OR REACHABLE IN EITHER TITLES' CIVIL SERVICE LISTS . The New York City ... discrimination. The Commission proactively identifies patterns of discrimination through testing employers, housing providers, and providers of public accommodation.… more
- City of New York (New York, NY)
- Job Description APPLICANTS MUST BE PERMANENT IN THE ADMINISTRATIVE STAFF ANALYST CIVIL SERVICE TITLE OR IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9. The Department of ... of Quality Assurance (OQA), Office of Accountability Strategies (OAS), Compliance and Contract Monitoring (CCM), Investigation, Revenue and Enforcement… more