- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please ... for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
- Lincoln Financial (Albany, NY)
- …#:** 74829 **The Role at a Glance** We are excited to be hiring a ** Manager , Compliance testing team** role in our Retirement Plan Services business ... lieu of Bachelor's) Working knowledge of retirement plan administration, nondiscrimination testing and 5500's _Nice-to-haves:_ ASPPA QKA Working knowledge of FT… more
- TD Bank (New York, NY)
- …Compliance Monitoring and Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute the annual Compliance ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the ... Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s)...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine scope of reviews; build detailed ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- … Compliance Monitoring and Testing team works directly with the Bank's Compliance Units, Compliance Testing , and Oversight Functions to develop and ... standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and… more
- American Express (New York, NY)
- …together, you will help us define the future of American Express. The US Independent Compliance Testing (ICT) team performs 2nd line of defense testing ... work papers, and drafting reports. A successful candidate will have audit or compliance testing experience within a large bank and experience conducting control… more
- KeyBank (Buffalo, NY)
- …and/or compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM)). + Experience with data analysis tools and techniques ... with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing ...of compliance and operational risk monitoring and testing across Key's lines of business, products, and functional… more
- HSBC (Buffalo, NY)
- …our investors, our communities and the planet we all share. The purpose of the Control Testing Senior Manager is to lead a team of control testers to ensure ... Knowledge of CIB processes is diserable As our Control Testing Senior Manager , Corporate and Institutional Banking... deliverables through effective coaching and overseeing the control testing team and ensuring compliance with the… more
- American Express (New York, NY)
- …#TeamAmex. Enterprise Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent risk management function covering risk of ... within or throughout its lifecycle. EDRM is hiring a Manager , who will play a pivotal role in setting...a pivotal role in setting up the new transaction testing function within the Enterprise Data Risk Management team… more