- TD Bank (Charlotte, NC)
- …Unfair, Deceptive, or Abusive Acts or Practices (UDAAP) regulations + Experience with compliance testing and monitoring frameworks + Exposure to regulatory ... Manger - Marketing and Data Regulations is the primary compliance manager for the Marketing US line...Compliance Risk Assessment Framework + Monitors that assessments ( monitoring , risk assessment etc.) are completed and communicated in… more
- GE Vernova (Wilmington, NC)
- **Job Description Summary** Lead and mentor team responsible for Control and Monitoring , and DCS development associated plant cross- disciplinary and cross- systems ... across the diverse plant disciplines or specialties of Control and Monitoring , DCS systems, and Instrumentation associated plant cross- disciplinary and cross-… more
- City National Bank (Raleigh, NC)
- *AUDIT MANAGER I- CONSUMER COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor-in-charge to guide a team of ... identify data analytic opportunities, execute audit programs, analyze results of testing performed, and effectively communicate audit results to the Audit Senior… more
- Fujifilm (Raleigh, NC)
- **Position Overview** We are hiring a Compliance Manager to be a member of the FUJIFILM Holdings America Corporation Compliance Department. The Compliance ... Manager will conduct day-to-day management of compliance activities for FUJIFILM North America Corporation to ensure ongoing corporate compliance with… more
- USAA (Charlotte, NC)
- …truly makes us special and impactful. **The Opportunity** As a dedicated **Audit Manager ** , you'll lead and complete complex audit engagements throughout the audit ... assurance and advisory engagements. Leverage results from engagements and continuous monitoring activities to assist Audit Leadership in updating risk assessments.… more
- Wells Fargo (Charlotte, NC)
- …Certified Internal Auditor (CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk and Compliance ... Officer will be accountable for developing and executing independent operational and compliance risk and control testing focusing on the Technology and… more
- Wells Fargo (Charlotte, NC)
- …Certified Internal Auditor (CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk and Compliance ... Testing Specialist will be accountable for executing independent operational and compliance risk control testing focusing on emerging issues and targeted … more
- Regions Bank (Charlotte, NC)
- …**Preferences** + Relevant certifications and/or licenses, such as: + Certified Regulatory Compliance Manager (CRCM) + Certified Anti Money Laundering Specialist ... **Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing...operational processes + Assists with the administration of a monitoring and testing program to report on… more
- USAA (Charlotte, NC)
- …us special and impactful. **The Opportunity** As a dedicated **Senior Audit Manager ** you'll manage audit engagements, varying in complexity, and often participates ... functions/business areas. + Independently prepares, reviews, and leads continuous monitoring and advisory activities, special reviews and investigations. + Ensures… more
- Bank of America (Charlotte, NC)
- …compliance . Executes against regulatory, BSA/anti-money laundering, and economic sanctions compliance practices relevant to the manager 's area of ... manager 's specific area of responsibility. Supports accountability for compliance elements of the Risk Framework, maintaining appropriate oversight of operations… more