- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... also support other aspects of the Core Compliance program as needed. Compliance Monitoring and Testing + Develop and design annual and cycle-based … more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and executing the annual … more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...+ Support the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with developing and ... relationships with key stakeholders globally + Assist in identifying areas for enhanced Monitoring , Testing or training Core Compliance + Develop Testing … more
- Amalgamated Bank (New York, NY)
- …with new and existing consumer and small-business products and services. 13. Conducts compliance monitoring / testing reviews and risk assessments of key ... Amalgamated Bank is seeking a Testing Compliance Officer to assist the...Tracks and monitors the remediation of problems identified in compliance monitoring reviews and regulatory examinations. 15.… more
- Grant Thornton (New York, NY)
- …financial institutions of various types and sizes + Practical work experience involving compliance testing / monitoring , compliance audits, compliance ... testing activities for Consent Order Validation, Issue Management, and independent monitoring engagements, responsible for execution of testing to validate… more
- TD Bank (New York, NY)
- …Unfair, Deceptive, or Abusive Acts or Practices (UDAAP) regulations + Experience with compliance testing and monitoring frameworks + Exposure to regulatory ... Enterprise Compliance Risk Assessment Framework + Monitors that assessments ( monitoring , risk assessment etc.) are completed and communicated in a continuous and… more
- TD Bank (New York, NY)
- …including,** **but not limited to:** **Reg. Z, Reg. X. FCRA/Reg. V, Flood.** **Prior compliance related QA/QC testing and/or monitoring experiences as well ... Reg Z, Reg X, FCRA/Reg V, FDPA, SCRA** + **Prior targeted QA/QC monitoring / testing within a compliance issue validation environment** + **Knowledge and… more
- Robert Half Finance & Accounting (New York, NY)
- …Head of Core Compliance /Senior Counsel, the role covers the whole compliance program including monitoring / testing , regulatory compliance /risk (SEC, ... in the execution of the compliance program, including (1) monitoring and testing , (2) supporting the employee compliance system (personal trading,… more
- Citigroup (New York, NY)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more