- BMO Financial Group (New York, NY)
- …training needs and helps develop training based on gaps identified through the compliance monitoring and testing . + Identify enhancements to business ... Fixed Income compliance program. Coordinate and performs risk assessment, monitoring , testing and surveillance activities to ensure program remains current… more
- KeyBank (Buffalo, NY)
- …to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks ... evolves and grows. + Proven ability to work in a team environment. + Compliance monitoring and testing skills. + Sound decision-making skills; able to make… more
- KeyBank (Albany, NY)
- …to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks ... the development of new products and/or processes. + Conduct compliance monitoring to proactively identify process improvements...mitigating risk to Key. + Conduct gap analyses and testing to ensure compliance risks are mitigated… more
- KeyBank (Buffalo, NY)
- …laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, products, and functional ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance...assist in the design and execution of operational risk testing and continuous monitoring . Individuals work both… more
- TD Bank (New York, NY)
- …to FINRA as part of the pilot program + Collaborate with the Compliance Testing Team, as needed, on monitoring and testing engagements. + Work closely ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...a registered US broker dealer or regulator, Branch Inspections testing a plus. + Strong knowledge of SEC, FINRA… more
- Technical Safety Services (Canandaigua, NY)
- …to provide a variety of on-site services including medical gas compliance testing , environmental testing and monitoring services and many additional ... research institutions. We are a leading provider of environmental monitoring solutions and testing , calibration, and certification...come join us! What will you do? + Perform compliance testing , certification, and repair services across… more
- AIG (New York, NY)
- Senior Manager, Compliance Data Analytics & Monitoring Compliance partners with GLCR Data Analytics & Automation (GLCR DAA) to maintain a Testing and ... 's representative, partner with GLCR DA&A team to deliver the annual Compliance Testing plan, leveraging existing automation platforms: + Provide oversight… more
- TD Bank (New York, NY)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct ... would require the following: + Ability to execute and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory… more
- WM (Albany, NY)
- …within the defined geographic area of coverage including: GCCS installation/modifications, compliance monitoring , testing , and reporting program ... Design and implement strategic project plans in response to more complex compliance and liability issues and problems. This may include development of… more
- WM (Fairport, NY)
- …within the defined geographic area of coverage including: GCCS installation/modifications, compliance monitoring testing and reporting, program development, ... and control system (GCCS) operations, capital budget planning and dispersal, regulatory compliance , and will provide oversight of and support to Area landfill gas… more