- TD Bank (New York, NY)
- …inspections. + Interact with federal and state regulators + Assist in the performance of testing and monitoring of compliance with firm policies for covered ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The… more
- Citigroup (Queens, NY)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
- TD Bank (New York, NY)
- …assess weaknesses and gaps with TD's policies, procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing teams implement ... for testing all Bank programs that aim to facilitate compliance with anti-money laundering, anti-terrorist financing, anti-bribery and corruption, and sanctions… more
- Guthrie (Binghamton, NY)
- …is performed and documented for POCT equipment troubleshooting, POCT regulatory compliance issues, and proficiency testing failures. Provides corrective action ... laboratory technical support and regulatory consultation for the Point of Care Testing Program (POCT) and assists with standardizing POCT protocols throughout the… more
- Glens Falls Hospital (Glens Falls, NY)
- …ThePoint of Care Testing Leadis responsible for the evaluation, implementation. and monitoring of all phases of specimen testing and results. This includes ... waived, moderate complexity, high complexity, and provider performed microscopy testing . Regulatory requirements will be monitored for compliance to ensure that… more
- Glens Falls Hospital (Glens Falls, NY)
- …and monitoring the entire pre and post analytical processes related to testing sent to approved external laboratories in compliance with all policies, ... Reference Laboratory Coordinator oversees the daily functions of Clinical Pathology testing being sent to external NYSDOH approved laboratory partners. This… more
- TD Bank (New York, NY)
- …(COF) including.** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other activities** + ... Compliance programs (ie, risk assessments, 2nd line oversight of business monitoring and testing programs, new business initiatives), including frameworks,… more
- TD Bank (New York, NY)
- …(COF) including;** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other activities** + ... risk and conduct risk within the US Wealth businesses;** + **Independently testing , monitoring and assessing the adequacy of, adherence to and effectiveness… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... oversight of the front-line Market Conduct & Supervision Program market abuse monitoring activities. Learn more about the career areas and business divisions at… more
- Coinbase (Albany, NY)
- …filing a SAR. Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and models before deployment ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
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