- M&T Bank (Buffalo, NY)
- …management function by assisting with the identification and assessment of risks, risk monitoring and testing , and issues management. Provide assistance in the ... development of various operational risk/ compliance related initiatives within the line of business and...planning, execution and reporting of the business unit's risk-based testing program. Perform control testing in accordance… more
- Glens Falls Hospital (Glens Falls, NY)
- …ThePoint of Care Testing Leadis responsible for the evaluation, implementation. and monitoring of all phases of specimen testing and results. This includes ... waived, moderate complexity, high complexity, and provider performed microscopy testing . Regulatory requirements will be monitored for compliance to ensure that… more
- Glens Falls Hospital (Glens Falls, NY)
- …and monitoring the entire pre and post analytical processes related to testing sent to approved external laboratories in compliance with all policies, ... Reference Laboratory Coordinator oversees the daily functions of Clinical Pathology testing being sent to external NYSDOH approved laboratory partners. This… more
- MUFG (New York, NY)
- …for Product & Services risk assessments 2) Perform sample-based framework compliance testing (e,g, QA, testing or monitoring ) 3) Support advisory ... participation forms a component of the VP's role in monitoring the operational risk profile of the Businesses. 7)...(from front to back office). + Expertise in control testing techniques and documentation + Strong understanding of operational… more
- Capital One (New York, NY)
- …within the Capital One Retail Bank, Premium Products & Experiences (PPX) and Shopping Compliance Testing team. The Compliance Tester III will execute ... internal processes. You will collaborate with an experienced and diverse group of Compliance professionals to provide independent testing for the lines of… more
- TD Bank (New York, NY)
- …(COF) including: Compliance -wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other activities; Internal ... with regulatory requirements and industry best practices. + Conduct monitoring and testing in the area specified...identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter… more
- Citigroup (Getzville, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... **Job Family Group:** Risk Management **Job Family:** Risk Reporting and Exposure Monitoring **Time Type:** Full time **Primary Location:** Getzville New York United… more
- JPMorgan Chase (New York, NY)
- …abuse regulations. + Proven ability to manage regulatory interactions, audits, and compliance testing programs. + Strong leadership and stakeholder management ... and Oversight, Regulatory Management, Policies and Procedures, Training and Awareness, Monitoring and Testing , Issue Management, Risk Assessment and Reporting,… more
- Fujifilm (Albany, NY)
- … Certification. + Experience with data analytic tools. + Experience with monitoring and auditing of compliance related activities. **Physical requirements** The ... **Position Overview** The accomplished Senior Corporate Compliance Specialist will support FUJIFILM's Corporate Compliance Program's operations to ensure high… more
- American Express (New York, NY)
- …Office (FLPO). The FLPO is responsible for performing business process reviews, monitoring and testing , quantitative analyses, and other activities in support ... Line of Defense subject-matter expert team responsible for administering a comprehensive regulatory compliance program for the American Express Fair Lending Program… more