- Capital One (Plano, TX)
- …School Diploma, GED or equivalent certification** + **At least 3 years of compliance testing , monitoring , quality assurance, or audit experience** ... of business compliance requirements in alignment with team and Independent Compliance Testing Program methodology and procedures.** + **Suggesting changes to… more
- Grant Thornton (Dallas, TX)
- …financial institutions of various types and sizes + Practical work experience involving compliance testing / monitoring , compliance audits, compliance ... As a Regulatory Compliance Risk Senior Associate, you will get the...activities for Consent Order Validation, Issue Management, and independent monitoring engagements, responsible for execution of testing … more
- Capital One (Plano, TX)
- …Diploma, GED or equivalent certification + At least 3 years of experience in compliance testing , compliance monitoring , quality assurance, control review ... Principal Associate who will be responsible for executing risk-based compliance transaction testing under the leadership of...Bachelor's degree + 4+ years of financial services consumer compliance monitoring experience OR 4+ years of… more
- Capital One (Plano, TX)
- …Diploma, GED or equivalent certification + At least 2 years of experience in compliance testing , compliance monitoring , quality assurance, control review ... + Bachelor's degree + 3+ years of financial services consumer compliance testing , compliance monitoring , quality assurance, control review… more
- Capital One (Plano, TX)
- …in Microsoft Office or Google Suite + At least 1 year of experience in compliance testing , compliance monitoring , quality assurance, control review or ... Accounting, Finance or Business Administration + 2+ years of experience in compliance testing , compliance monitoring , quality assurance, control review… more
- Capital One (Plano, TX)
- …Finance, Economics, Information Systems or Business Administration** + **3+ years of experience testing or compliance monitoring ** + **3+ years of experience ... Diploma, GED or equivalent certification** **At least 2 years of experience testing or monitoring in a compliance advisory, or audit department** **Preferred… more
- MUFG (Irving, TX)
- …details. **Major Responsibilities:** Responsible for supporting the Global Financial Crimes Compliance Testing ("GFCCT") function in performing deep dive reviews ... risk: + Engage directly with management with a goal to independently lead end-to-end compliance testing reviews, applying the Bank's testing methodology for… more
- MUFG (Irving, TX)
- …samples for ATL/BTL testing in order to validate that the transaction monitoring model is effective and functioning accordingly. + Assist with the processing of ... Familiarity implementing, testing or evaluating performance of financial crime and compliance systems. + Proven track record of strong quantitative testing … more
- MUFG (Irving, TX)
- …samples for ATL/BTL testing in order to validate that the transaction monitoring model is effective and functioning accordingly. + Process large amount of data ... details. Reporting into the Head of Financial Crimes Transaction Monitoring , this new position has been created for the...testing or evaluating performance of financial crime and compliance systems. + Proven track record of strong quantitative… more
- MUFG (Irving, TX)
- …implementing, testing or evaluating performance of financial crime and compliance systems. + Sound knowledge on AML data including KYC, customer, account ... this new position has been created for the purpose of establishing AML Transaction Monitoring capabilities for MUFG. One of several key positions in the new Global… more