- Citigroup (Getzville, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... is responsible for the End-to-End Execution of GRA Processes & Controls and compliance with the GRA Standard and relevant external Regulatory Requirements. This role… more
- MTA (New York, NY)
- …SALARY RANGE: $112,508.24 - $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various- ... to the compliance and integrity program as are delegated by the Chief Compliance Officer or identified compliance personnel. + Guide managers through the… more
- Trustco Bank (Schenectady, NY)
- **Job Title:** Compliance Analyst I **Reports to:** Compliance Officer **FLSA Status:** Non-Exempt **Salary Grade:** NE16 **Supervisory Responsibility:** No ... and federal regulations. . Other time sensitive projects assigned by the compliance officer or manager. **REQUIRED EDUCATION/EXPERIENCE:** . A bachelor's degree… more
- American Express (New York, NY)
- …including digital capabilities and payment automation initiatives. This Line of Business Compliance Officer (LOBCO) second line of defense role provides the ... to applicable laws and regulations for commercial B2B products, features and processes. This Compliance Officer will be an essential contact for the GCS business… more
- Stony Brook University (Stony Brook, NY)
- …research goals, objectives, and initiatives. + The DCRCP assists the SBM Chief Compliance Officer as required. + Performs other duties as assigned. ... testing to assess controls in place to address compliance and privacy risks related to clinical research. +...Information Security, the Office of the Chief Research Information Officer , Office of Research Compliance , Stony Brook… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... deficiencies to key stakeholders and exercise credible challenge. + Assist Compliance testing with test execution that contributes to the overall Compliance… more
- Heritage Financial Credit Union (Middletown, NY)
- … Compliance . + Monitor various indicators of risk - QC results, Compliance Testing results, complaints, risk assessment results, etc. to identify weaknesses ... of the BSA and cooperate with the designated BSA Officer in assuring compliance . ESSENTIAL FUNCTIONS AND...Compliance to develop the Credit Union's annual departmental testing and review plan with a strong focus on… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance... testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM… more
- Chemung Canal Trust Company (Elmira, NY)
- …for performing a variety of duties across multiple departments and units supporting compliance needs and other duties as assigned. + Schedules and performs ... compliance reviews as outlined by the bank's ...to set the review schedule. The review schedule includes testing the key functions, processes, and controls of the… more
- American Express (New York, NY)
- …the future of American Express. **Business Unit/Role Specific Information** Global Risk & Compliance (GRC): The Global Risk & Compliance Organization is an ... independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in a safe, sound, and fully… more