- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... + Assist with developing and executing the annual Compliance Testing plan + Determine scope of...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission...inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Model/Analysis/Validation Senior Officer for its New York, NY location. Duties: Develop and implement a platform for executing Credit Loss ... model analytics and reports. Collaborate in the development and testing of new analytical software to ensure compliance... testing of new analytical software to ensure compliance with user requirements, specifications, and scope. Confer with… more
- Danaher Corporation (New York, NY)
- …ethics and compliance program. This role will report to the Chief Compliance Officer of Cepheid. This role will partner with Cepheid, Danaher Diagnostics ... Danaher Business System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. The Senior Manager, Compliance / Compliance … more
- Bank of America (New York, NY)
- …Active Listening + Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of ... Enterprise Financial Risk Capital Risk Sr . Specialist Charlotte, North Carolina;New York, New York...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- BMO Financial Group (New York, NY)
- …Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned ... compliance controls. + Perform and/or effectively challenge monitoring and testing activities to ensure regulatory compliance controls are operating and… more
- Citigroup (Queens, NY)
- …branches) + Review inter-company transactions requiring CBNA Controller sign-off + Perform Compliance Testing (loan-to deposit ratios) and Regulation R ... CBNA audited financial statements and disclosures, Board of Directors and Senior Management presentation, the review of dividend recommendations, Legal Lending… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Market Risk Senior Officer I for its New York, New York location. Duties: Identify and evaluate market risks associated with the Latin ... and stress testing processes. Communicate with trading desks at a senior level, challenging assumptions and risk taking as appropriate as well as working… more