- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Independent Testing Senior Manager in Independent Testing & Validation (IT&V) as part of Corporate Risk. ... according to standards and other applicable policies. The Independent Testing Senior Manager to manage...in financial industry. + Specialized knowledge or prior regulatory compliance testing or review experience. + Experience… more
- TD Bank (Charlotte, NC)
- …rules, and regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing ... and regulations (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing… more
- TD Bank (Charlotte, NC)
- …to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the Global Regulatory Change ... Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance...identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter… more
- TD Bank (Charlotte, NC)
- …culture of compliance that will cascade throughout the organization. The US Compliance Senior Transformation Manager supports the overall coordination of ... may vary depending on availability and individual circumstances. **Job Profile Summary** The Senior Manager , Compliance Business Oversight manages and leads… more
- Coinbase (Charlotte, NC)
- …collaboration, connection, and alignment. Attendance is expected and fully supported. As the Senior Manager , Compliance Operations at Coinbase, you'll lead ... teams, with hundreds of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind ensuring our teams… more
- TD Bank (Charlotte, NC)
- …assess weaknesses and gaps with TD's policies, procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing teams implement ... for testing all Bank programs that aim to facilitate compliance with anti-money laundering, anti-terrorist financing, anti-bribery and corruption, and sanctions… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Information Security Engineer in Technology as part of the Secure Network Services, Firewall Development team ... supporting Wells Fargo's Firewall/Firewall Manager Automation processes. This role provides technical expertise in...and Palo Alto Next-Gen Firewalls and Firewall Managers. The Senior Engineer will focus on driving innovation, mentoring team… more
- TD Bank (Charlotte, NC)
- … Compliance Monitoring and Testing team works directly with the Bank's Compliance Units, Compliance Testing , and Oversight Functions to develop and ... of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) +… more
- Coinbase (Charlotte, NC)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal Audit ... functions. By executing all aspects of audits, including planning, walkthroughs, testing , deficiency remediation, and report writing in accordance with regulatory… more
- City National Bank (Charlotte, NC)
- …as a critical function within the detection and prevention control environment. This Senior Manager will drive bank's transaction monitoring and OFAC enterprise ... annual product/service coverage assessments, and overseeing data analysis and rules optimization. Senior Manager will require the interpersonal skills to conduct… more