- Scotiabank (Dallas, TX)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 99,790.00 - 190,995.00 _Please ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and...and observations into central repository + Prepare and distribute testing reports to senior management detailing review… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking an Independent Testing Senior Manager in Independent Testing & Validation (IT&V) as part of Corporate Risk. ... according to standards and other applicable policies. The Independent Testing Senior Manager to manage...in financial industry. + Specialized knowledge or prior regulatory compliance testing or review experience. + Experience… more
- Coinbase (Austin, TX)
- …collaboration, connection, and alignment. Attendance is expected and fully supported. As the Senior Manager , Compliance Operations at Coinbase, you'll lead ... teams, with hundreds of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind ensuring our teams… more
- NCR VOYIX (Irving, TX)
- …brands around the world to your local favorite around the corner. Title: Senior Manager , Payments Compliance Location: Irving, TX (onsite) SUMMARY: ... compliance programs + Demonstrated ability in analyzing compliance risks and designing, testing and evolving appropriate controls + Strong writing skills and… more
- Scotiabank (Houston, TX)
- Senior Manager , CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... plans are in place as appropriate. + Provide support for Compliance testing , Audits, Regulatory Exams and Inquiries concerning business areas under coverage… more
- NRG Energy, Inc. (TX)
- …Facebook, Instagram, LinkedIn and X. **Overview** : This position works with the Senior Director, Gulf Coast Environmental Business to support management of the Gulf ... Coast environmental compliance programs, focusing primarily on environmental data and reporting, regulatory compliance , obtaining project related permits,… more
- Coinbase (Austin, TX)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal Audit ... functions. By executing all aspects of audits, including planning, walkthroughs, testing , deficiency remediation, and report writing in accordance with regulatory… more
- Guardian Life (Austin, TX)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... will conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA...branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in… more
- Charles Schwab (Southlake, TX)
- …or related area of study. + 3+ years of experience in audit, SOX testing , compliance testing , and enterprise/operational risk management. + Self-motivated ... Reporting to the Director of the EORT team, the Manager , EORT is responsible for testing process,...verbal communication skills with proven ability in communicating with senior staff, including executives. + Occasional travel out of… more
- Capital One (Plano, TX)
- Senior Manager , Commercial Credit Review Capital One's Credit Review organization is a third line of defense function that is responsible for providing an ... Energy, Counterparty Credit, Capital Markets, Leveraged Lending and Special Assets. The Senior Manager will contribute towards the execution of the annual… more