- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of...program regulatory risk areas including those that pertain to conflicts of interest , artificial intelligence (AI), MNPI,… more
- S&P Global (New York, NY)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... Role/The Team:** The role of the Generative AI Monitoring Analyst is to design and execute a monitoring program...interest . Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you… more
- University of Rochester (Rochester, NY)
- … compliance with 2CFR200 and other relevant regulations. + **Conflict of Interest Management** : Identify and address potential conflicts of interest ... programs, policies, and practices to ensure that all departments are in compliance with organizational and governmental standards. Maintains compliance with all… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 09 The Junior Risk Analyst within Ratings Compliance & Risk has a broad range of responsibilities ... and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing...interest . Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you… more
- S&P Global (New York, NY)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... potential conflict of interest . Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you receive an email from… more
- S&P Global (New York, NY)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... Team** : S&P Global Ratings is seeking an experienced analyst to join its Structured Finance Ratings practice which...interest . Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you… more
- S&P Global (New York, NY)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... potential conflict of interest . Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you receive an email from… more
- KeyBank (Buffalo, NY)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... to ensure pay decisions align with Key's Compensation philosophy. + Ensures compliance with relevant regulations and laws. May complete compliance testing… more
- S&P Global (New York, NY)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... potential conflict of interest . Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you receive an email from… more
- City of New York (New York, NY)
- …updates and monitors the Agency's list of eligible employees required to file Conflicts of Interest Board and Department of Investigation Financial Disclosure ... NOTE THAT ONLY EMPLOYEES PERMANENT IN THE ADMINISTRATIVE STAFF ANALYST TITLE WILL BE CONSIDERED** The NYC Department of...Investigation Financial Disclosure Reports. Act as liaison between the Conflicts of Interest Board and the Agency.… more
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