- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. ... This role is critical in reviewing, managing and mitigating conflicts of interest across the firm's global business lines. The ideal candidate will bring between… more
- CUNY (New York, NY)
- …in response to complaints of discrimination, harassment, sex-based misconduct, retaliation, conflicts of interest and related matters, and reporting findings ... Chief Diversity Officer **POSITION DETAILS** **ABOUT JOHN JAY COLLEGE** John...as liaison between the College, CUNY, enforcement agencies and interest groups, as appropriate; + Participating in policy development… more
- City of New York (New York, NY)
- …million members of the Bronx County community. Candidates should exhibit a strong interest in criminal law and public service. Under supervision, the Special ... Officer will provide physical security, safety, and maintenance of...Office particularly Word, Excel, and Outlook Abilities to resolve conflicts and multitask Ability to attend, complete and maintain… more
- KeyBank (Syracuse, NY)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... Street - Syracuse, New York 13202-1600 **Job Summary** The Mortgage Loan Officer (MLO) assists clients with the origination of residential mortgage loans, including… more
- S&P Global (New York, NY)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... property. **The Impact:** The Analytic Quality & Validation Review Officer plays a pivotal role in ensuring the integrity...when there is an effective or potential conflict of interest . Employment at S&P Global is contingent upon compliance… more
- KeyBank (NY)
- …including without limitation, always acting professionally, conducting business ethically, avoiding conflicts of interest , and acting in the best interests ... line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and effective… more
- SMBC (New York, NY)
- …to ensure global consistency where necessary and/or desirable. + Performs local Conflicts of Interest (COI) checks **Qualifications and Skills** + Prior ... Control Room experience preferred. + Ability and confidence to successfully interact with management and senior bankers. + Ability to analyze complex situations and provide guidance in time sensitive situations. + Excellent oral and written communication… more
- City of New York (New York, NY)
- …Handle and provide assistance to the General Counsel and Deputy General Counsel on Conflicts of Interest and employment matters that arise, including but not ... of such. - Serve as the Agency Records Access Officer and be responsible for handling agency FOIL requests...limited to secondary employment waivers, conflicts of interest questions, reporting of fundraising… more
- University of Rochester (Rochester, NY)
- …contracts, including compliance with 2CFR200 and other relevant regulations. + **Conflict of Interest Management** : Identify and address potential conflicts of ... (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's full adherence to federal, state, and… more
- Neuberger Berman (New York, NY)
- …to periodically review securities excluded from approved lists, securities presenting potential conflicts of interest , and asset concentrations + Overseeing and ... the "Trust Companies") are seeking a skilled and experienced Trust Investment Oversight Officer to join our team. The Trust Companies support the Private Wealth… more