• Operational and Compliance Risk Testing Officer…

    KeyBank (Buffalo, NY)
    …processes exist. + Demonstrate a working knowledge of operational risk including banking operations and processes, industry trends, emerging issues, and related ... Qualifications** + Education/Background: Bachelor's degree + Minimum 3 years of banking operations , risk management (operational and/or compliance), and/or audit… more
    KeyBank (09/26/25)
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  • Senior Compliance Business Oversight Analyst…

    TD Bank (New York, NY)
    …+ Research, review and maintain expertise on banking regulations and laws, banking policies and procedures, and consumer protection laws + Acts as the ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...experience and build capabilities to shape the future of banking . Whether you've got years of banking … more
    TD Bank (09/26/25)
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  • Assistant Deputy Superintendent for Supervision,…

    New York State Civil Service (New York, NY)
    …position of Assistant Deputy Superintendent for Supervision Unit in the Mortgage Banking - Real Estate Finance unit. The Assistant Deputy Superintendent will report ... to the Deputy Superintendent of Mortgage Banking - Real Estate Finance. Duties will include, but...Overseeing the day-to-day duties and responsibilities of Financial Services Manager I, Financial Services Examiners 1-3, and various levels… more
    New York State Civil Service (08/08/25)
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  • Head of Wealth Remediation (US)

    TD Bank (New York, NY)
    …US Wealth Senior Leadership Team, Federated Partners (Compliance, Legal), and AMCB Consumer Bank teams to ensure that all regulatory, compliance, audit, and self-ID ... FINRA, SEC, OCC + Partners with Senior Executives across Consumer Distribution & AMCB to deliver thought leadership and...a high-level management role within wealth management or private banking + FINRA Series 7, 24, and 66 (or… more
    TD Bank (09/23/25)
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  • Compliance Officer, Regulatory Relations Core…

    TD Bank (New York, NY)
    …inquiries by regulators covering various businesses, functions and topics, including operations , finance, regulatory reporting, and sales and trading, and prepare ... to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for the Company and supports the… more
    TD Bank (09/21/25)
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  • Management Development Program - Internal Audit…

    M&T Bank (Buffalo, NY)
    …skills, technical skills, and leadership/interpersonal skills. Develop a solid understanding of banking functions, processes, and operations . + Group Projects - ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...designed to add value and improve the M&T Bank's operations . Audit helps our organization accomplish its objectives by… more
    M&T Bank (08/04/25)
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  • Community Branch Management Program - Upstate

    M&T Bank (Camillus, NY)
    …skills. Throughout this time, trainees will develop a solid understanding of banking functions, processes, and operations by engaging with customers to ... participants with a deep dive into the Customer Centric world of the Consumer Bank. During this 1-year program, Branch Management Trainees engage in a variety… more
    M&T Bank (09/04/25)
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  • Assistant Deputy Superintendent for Field…

    New York State Civil Service (New York, NY)
    …position of Assistant Deputy Superintendent for Field Examination in the Mortgage Banking - Real Estate Finance unit. The Assistant Deputy Superintendent will report ... to the Deputy Superintendent of Mortgage Banking - Real Estate Finance. Duties will include, but...overseeing the day-to-day duties and responsibilities of Financial Services Manager I and II, Financial Services Examiners 1-3, and… more
    New York State Civil Service (08/08/25)
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  • Compliance Director, Complaints (US)

    TD Bank (New York, NY)
    …the maintenance and implementation of the Complaint Management and Other Consumer Feedback Reporting Policy and Compliance owned Complaint related processes and ... This job also manages compliance aspects of the applicable consumer protection laws and Complaint related regulatory expectations as...and regulations that have a significant impact on the operations or strategy of the Company + Develops and… more
    TD Bank (09/21/25)
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  • Credit Administrative Assistant

    SMBC (New York, NY)
    …400-year history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...a variety of administrative duties in support of a manager , team or department. Execute routine tasks including phone… more
    SMBC (09/04/25)
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