- SMBC (New York, NY)
- …Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...foundation in US securities laws and regulations and broker dealer operations, products and services . + Ability… more
- PNC (New York, NY)
- …the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, Swap Dealer & Broker Dealer . This position is primarily based in a ... of industry leaders who provide independent, objective assurance and consulting services designed to add value and recommend improvement to the organization's… more
- Deloitte (New York, NY)
- …have a genuine passion for driving strategic transformation in the financial services industry combined with relationship-building, leadership, and communication ... executive clients to act is essential. A genuine passion for the financial services industry, combined with relationship-building, leadership, and communication… more
- SMBC (New York, NY)
- …Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer ... Financing (including Subscription Financing and Asset-based lending), FX/Derivatives, and Operational services . The role within the Financial Institutions Group… more
- SMBC (New York, NY)
- …Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer ... traded products. SMBC Nikko Securities America, Inc. is an SEC-registered securities broker- dealer and member of the Financial Industry Regulatory Authority… more
- SMBC (New York, NY)
- …Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Arrow Financial Corporation (Glens Falls, NY)
- …manual lien filing on loans held with funding issues. Provides exceptional customer service and support to dealer network and indirect lending staff while ... The Arrow Financial Corporation Family of Companies is seeking dynamic,...the accurate storage of documents. > Provide outstanding customer service to dealer network; answer questions and… more
- Capital One (New York, NY)
- …platforms and to enable new Capital Markets capabilities that expand our portfolio of services for clients and in doing so drive continued revenue growth in an ... knowledge of regulatory requirements relevant to the bank's Broker Dealer (SEC / FINRA) and Swap Dealer ...Designations including Series 7 / 63 License or Chartered Financial Analyst (CFA) certification **Basic Qualifications:** + At least… more
- Bosch (New York, NY)
- …and analysis group to support four of our key business units and shared services departments with internal and external financial reports, forecasting, and the ... and a legacy of success spanning 135+ years. **_Preserving the financial independence essential to innovation, Robert Bosch Tool Corporation is responsible… more
- JPMorgan Chase (New York, NY)
- …institutional capital markets + Expertise in financial investment products and services offered by a broker- dealer and investment adviser (eg investments ... control management, capital markets structure, compliance and audit in the financial services industry + Self-motivated, driven and intellectually curious… more