- JPMorgan Chase (New York, NY)
- …institutional capital markets + Expertise in financial investment products and services offered by a broker- dealer and investment adviser (eg investments ... control management, capital markets structure, compliance and audit in the financial services industry + Self-motivated, driven and intellectually curious… more
- JPMorgan Chase (New York, NY)
- …finance/municipal bond attorney in a law firm or equivalent in-house position at a financial services firm. + Excellent oral and written communication skills. + ... manages legal and other risks, advises on products and services , interprets laws and regulations that impact the firm,...and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... Strong knowledge of laws, rules, regulations, risks and taxonomies related to consumer and commercial banking, securities (broker- dealer ), and wealth management… more
- TD Bank (New York, NY)
- …a similar degree required. + 2 years of experience with a registered US broker dealer or regulator. + Problem solving skills and the ability to work independently. + ... to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for the Company and supports the… more
- Guardian Life (New York, NY)
- …our 29 million customers realize their dreams through a range of insurance and financial products and services . Our Purpose, to inspire well-being, guides our ... + Responsible for creating an overarching strategy for the Financial Protection- Annuity line of business. This strategy will...as well as through the Third Party and Broker Dealer arm. + Oversee the development of content that… more
- JPMorgan Chase (New York, NY)
- …over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and ... with us and make a significant impact in the financial industry. As an Attorney in the JPMorgan Asset...manages legal and other risks, advises on products and services , interprets laws and regulations that impact the firm,… more
- SMBC (New York, NY)
- …Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer ... Required - BA / BS * Work Experience: 3+ years of experience in the financial services industry, preferably in risk management or compliance. * Prior experience… more
- SMBC (New York, NY)
- …Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- SMBC (New York, NY)
- …Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- U-Haul (Rochester, NY)
- …cell phone plans, hotels and more + LifeLock identity theft protection + Savvy consumer -wellness programs - from health-care tips to financial wellness + Dave ... on the benefits and advantages of becoming a U-Haul dealer . U-Haul Offers: + Full medical coverage, if eligible...grow your route through transactions by providing products and services to the communities you serve. + Service… more