- Tompkins Community Bank (Ithaca, NY)
- …Nationwide Mortgage Licensing System and Registry (NMLS) registration to assist with the consumer and residential lending process. + Act as a supervisor on ... to Company policies and procedures. The position will also oversee security and compliance within the unit; ensure department compliance with all operating… more
- Heritage Financial Credit Union (Middletown, NY)
- …about available commercial loan products and their structures + Identify lending opportunities through discussions with business members while opening accounts. + ... addressing their needs by assisting with account placement and consumer loan products (excluding real estate loans) and promote...all HFCU products and services. + Perform duties in compliance with federal and state regulations, as well as… more
- Capital One (New York, NY)
- …the Senior Director, you will be the lead technical expert for Core Compliance . You will actively participate in and support a fundamental transformation: moving ... + Build awareness, increase knowledge and drive adoption of modern technologies, sharing consumer and engineering benefits to gain buy-in + Strike the right balance… more
- JPMorgan Chase (New York, NY)
- …with the firm's prime brokerage services, which include leveraged financing and securities lending . In this client-facing role, you will have the opportunity to work ... and alternative trading systems (ATSs), while collaborating closely with the firm's compliance and business control management teams to ensure adherence to control,… more
- SMBC (New York, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... the management of the Credit Department. + The coverage mainly includes lending transactions related to general corporate credit and their related financial products… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- JPMorgan Chase (New York, NY)
- …Custody, Fund Accounting & Administration, Hedge Funds Services, Investment Analytics, Compliance , ETF Services, IMOS, Private Equity Fund Services, Securities ... Lending , Margin Services, and Tri-Party Services. **Job Responsibilities:** Core...to assess client satisfaction and improve practices + Ensure compliance with all controls and procedures + Manage communication… more
- JPMorgan Chase (New York, NY)
- …various trade structures ranging from short coverage, financing, conduit lending , dividend yield enhancement, and the facilitation of longer-term non-standard ... maintaining up-to-date knowledge of market trends, trading regulations, and ensuring compliance with company policies and industry standards. + Prepare and analyze… more
- PNC (Madison, NY)
- …to the company's success. As a Digital Product Manager Lead within PNC's Retail Lending Digital organization, you will be based in Pittsburgh, PA or New York, NY. ... transformation * Present new digital customer experiences to legal, risk, and compliance stakeholders as well as executive leaders for feedback, respectful debate,… more
- SMBC (New York, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... Trade Finance, Structured Financing (including Subscription Financing and Asset-based lending ), Securitization Financing and other products. The Director/Vice President… more