- S&P Global (New York, NY)
- …are used in training, management and board decks. + Work closely with the Compliance Control Room in the monitoring and resolution of surveillance escalations. + ... **About the Role:** **Grade Level (for internal use):** 11 ** Compliance & Control , Senior Analyst - Ratings** **The Role** The Senior Analyst role is based in… more
- TD Bank (New York, NY)
- …reporting on findings and/or recommendations for enhancements, to the Global Head of Global Control Room and Compliance senior management. + **Global Control ... Communications Global Control Room Leads, Trade Global Control Room Leads, and Chief Compliance Officers...Trade Global Control Room Leads, and Chief Compliance Officers globally) to develop clear deliverables, milestone, and… more
- TD Bank (New York, NY)
- …is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in managing and mitigating ... management within a global financial institution, preferably in a control room or compliance function + Deep...institution, preferably in a control room or compliance function + Deep understanding of investment banking products,… more
- Tutor Perini (New York, NY)
- …including management of the approved management tools. + All project document control compliance efforts including submission of owner documentation protocols + ... York. Tutor Perini O&G JV is seeking a Document Control Coordinator to join the project in Manhattan, NY...and implement the project software implementation and auditing weekly compliance for staff members + Responsible to monitor all… more
- TD Bank (New York, NY)
- …an efficient interaction model with business partners, other G&C leads, and Risk and Control Partners such as Compliance and Risk Management; and + Foster an ... MBA preferred + 10 years of relevant industry and governance, risk, internal control and/or compliance experience **INCLUSIVENESS** At TD, we are committed to… more
- Rochester Institute of Technology (Rochester, NY)
- …as a compliance representative of the VPR + Conduct export control compliance , OFAC and banned party screening, project reviews and determinations, ... of the VP for Research and institutional research non-financial compliance programs (eg, conflict of interest, export control... compliance programs (eg, conflict of interest, export control , federal agency compliance . etc.) as well… more
- PSEG Long Island (Bethpage, NY)
- …require access to this information, you must complete a 10 CFR Part 810 Export Control Compliance Nationality Request Form, a copy of which will be provided to ... remediation: Track, report, and ensure remediation of negative findings found by compliance operation team self-assessment, IT assurance quality control , or… more
- NBC Universal (New York, NY)
- …countries. Responsibilities: Design + Support the design and maintenance of a risk, compliance , and control framework which includes the identification of risks, ... monitoring & reporting is in place + Ensure that the risk, compliance , and control framework meets all internal and external requirements and is tested regularly… more
- Mizuho Corporate Bank (New York, NY)
- …from the Compliance Department as well as from other businesses and control functions. Compliance . + Support the design and implementation of Compliance ... As the Vice President of Compliance AI Initiatives, you will play a pivotal...met with AI initiatives emanating from other businesses or control functions. This role is hybrid and based in… more
- MUFG (New York, NY)
- …operational trends, and external risk events for potential impact to control environment + Audit/ Compliance + Assist in Preparation/Maintenance/Tracking of ... one day. A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the duties of the BURM (Business… more