• Compliance & Control , Senior…

    S&P Global (New York, NY)
    …are used in training, management and board decks. + Work closely with the Compliance Control Room in the monitoring and resolution of surveillance escalations. + ... **About the Role:** **Grade Level (for internal use):** 11 ** Compliance & Control , Senior Analyst - Ratings** **The Role** The Senior Analyst role is based in… more
    S&P Global (07/13/25)
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  • Director, Compliance , Global…

    TD Bank (New York, NY)
    …reporting on findings and/or recommendations for enhancements, to the Global Head of Global Control Room and Compliance senior management. + **Global Control ... Communications Global Control Room Leads, Trade Global Control Room Leads, and Chief Compliance Officers...Trade Global Control Room Leads, and Chief Compliance Officers globally) to develop clear deliverables, milestone, and… more
    TD Bank (06/02/25)
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  • VP Compliance - Conflicts Manager, Global…

    TD Bank (New York, NY)
    …role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical in ... management within a global financial institution, preferably in a Control room or Compliance function. + Bachelor's...institution, preferably in a Control room or Compliance function. + Bachelor's degree required; advanced degree or… more
    TD Bank (08/16/25)
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  • Director, Compliance - Conflicts Manager,…

    TD Bank (New York, NY)
    …is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in managing and mitigating ... management within a global financial institution, preferably in a control room or compliance function + Deep...institution, preferably in a control room or compliance function + Deep understanding of investment banking products,… more
    TD Bank (08/18/25)
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  • Export Control Analyst

    Memorial Sloan-Kettering Cancer Center (New York, NY)
    …Export Control Analyst plays a critical role in supporting MSK's Export Control Compliance Program (ECP). This position ensures institutional compliance ... reviews and lead export license applications. * Develop and maintain Technology Control Plans (TCPs) and compliance documentation. * Draft, negotiate, and… more
    Memorial Sloan-Kettering Cancer Center (08/13/25)
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  • Document Control Coordinator

    Tutor Perini (New York, NY)
    …including management of the approved management tools. + All project document control compliance efforts including submission of owner documentation protocols + ... York. Tutor Perini O&G JV is seeking a Document Control Coordinator to join the project in Manhattan, NY...and implement the project software implementation and auditing weekly compliance for staff members + Responsible to monitor all… more
    Tutor Perini (06/25/25)
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  • Operations Control Tower - Vice President

    Mizuho Corporate Bank (New York, NY)
    …+ Coordinate with other internal functions (Non-Financial Risk, Business Risk & Control , Compliance ) on the implementation of any initiative impacting ... are seeking an experienced Operations professional to join our Control Tower team. The Control Tower oversees the entire Operations platform coordinating a wide… more
    Mizuho Corporate Bank (08/16/25)
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  • Director, TDS Governance and Control

    TD Bank (New York, NY)
    …an efficient interaction model with business partners, other G&C leads, and Risk and Control Partners such as Compliance and Risk Management; and + Foster an ... MBA preferred + 10 years of relevant industry and governance, risk, internal control and/or compliance experience **INCLUSIVENESS** At TD, we are committed to… more
    TD Bank (08/08/25)
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  • Director of Research Compliance

    Rochester Institute of Technology (Rochester, NY)
    …as a compliance representative of the VPR + Conduct export control compliance , OFAC and banned party screening, project reviews and determinations, ... of the VP for Research and institutional research non-financial compliance programs (eg, conflict of interest, export control... compliance programs (eg, conflict of interest, export control , federal agency compliance . etc.) as well… more
    Rochester Institute of Technology (07/22/25)
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  • GRC Compliance Analyst

    PSEG Long Island (Bethpage, NY)
    …require access to this information, you must complete a 10 CFR Part 810 Export Control Compliance Nationality Request Form, a copy of which will be provided to ... remediation: Track, report, and ensure remediation of negative findings found by compliance operation team self-assessment, IT assurance quality control , or… more
    PSEG Long Island (07/02/25)
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