- Wells Fargo (New York, NY)
- …candidate will work with Business Heads as well as with COOs, Business Control Managers and partner functions (eg, Compliance , Risk, Operations, Technology, and ... grow. Join us! **About this role:** Wells Fargo is seeking a Senior Control Management Specialist - Trade Surveillance Governance. This Assistant Vice President will… more
- Weill Cornell Medical College (New York, NY)
- …staff. Assists in reviewing and revising policies and procedures. + Ensures infection control compliance within the practice and quality assurance in all aspects ... administers appropriate injections and medications as ordered by medical providers in compliance with state law and clinic guidelines. Educates patients and staff on… more
- Citigroup (Getzville, NY)
- …knowledge in area of focus. **Education:** + Bachelor's degree; experience in compliance , legal or other control -related function in the financial services ... Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent ...conduct and business practices, and escalating, managing and reporting control issues with transparency. + Keeping abreast of regulatory… more
- JPMorgan Chase (New York, NY)
- …financial services experience in controls, audit, quality assurance, risk management, or compliance . + Proficient knowledge of control and risk management ... Organization, in collaboration with the business, oversees the CIB's risk and control environment, ensuring robust governance and risk management systems. As a … more
- American Express (New York, NY)
- …to influence across all levels and to develop relationships with leaders, peers, and control and compliance teams. + Expertise in process governance, with a ... opportunity to lead and contribute to creating quality & control processes across NAS to drive better risk management...ensuring we "Do It The Right Way" through risk control that is integrated in our product development and… more
- RTX Corporation (Medford, NY)
- …procedures and controls + Ensures the maintenance and monitoring of internal control compliance , including system access reviews + Facilitates support of ... and accurate preparation of site tax submissions + Identifies internal control deficiencies, analyzes root causes, implements corrective actions, and audits to… more
- American Express (New York, NY)
- …first-, second-line, and third-line to ensure we maintain the highest levels of control , compliance and governance standards. The Director, PMO will report to ... This team will be responsible for establishing a robust control foundation for first line of defense FCRM activities...will work in coordination with the Global Financial Crimes Compliance (GFCC) team within the Global Risk & … more
- Coinbase (Albany, NY)
- …review and approval; and * Serve as DRI for regulatory change management and associated control builds for US-specific compliance needs *What we look for in you ... and alignment. Attendance is expected and fully supported. The US Compliance Team is responsible for managing regulatory relationships and governance/oversight of… more
- Datavant (Albany, NY)
- …requests, including (but not limited to) architectural feedback, vulnerability remediation, compliance control implementation, etc. + Translate compliance ... individual contributors, making prioritized security recommendations and help translate compliance requirements into concrete actions. **You Will:** + Focus… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …Complaints (PQC), Corrective and Preventive Actions (CAPA), Deviations, and Change Control ** , ensuring compliance with global regulatory requirements and ... and governance for Product Quality Complaints, CAPA, Deviations, and Change Control processes. Develop and implement global standards, procedures, and best practices… more