- TD Bank (New York, NY)
- …required job specific, compliance -related training. + Understand, utilize and follow Compliance /Risk and control programs. + Consult with all risk functions ... of Business:** Audit **Job Description:** The **Senior Audito** **r - US** ** Compliance Audit** is responsible for executing and leading audit engagements based on… more
- Grant Thornton (New York, NY)
- …Manage the development and execution of enterprise risk management, operational risk compliance and/or internal control programs for not-for-profit and higher ... regarding process optimization, revenue enhancement, cost reduction, fraud prevention, internal control , and compliance + Leverage analytics automation and… more
- Citigroup (Getzville, NY)
- …identified, measured, and reported in a way that facilitates transparency of the control and management of the data compliance risks consistent with the ... knowledge in area of focus. **Education:** + Bachelor's degree; experience in compliance , legal or other control -related function in the financial services… more
- TD Bank (New York, NY)
- …regulatory requirements and regulator expectation + Identifies and communicates areas of non- compliance and/or material control weaknesses + Responsible for the ... industry and assesses potential impacts + Coordinates with other Compliance partners and business governance and control ...other Compliance partners and business governance and control partners to promote consistency in the application of… more
- TD Bank (New York, NY)
- …+ Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia Pacific. ... and relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a regulator or law firm will be… more
- St. George's University (Great River, NY)
- …course/program descriptions. + Strong attention to detail, with expertise in quality control and compliance editing. + Excellent organizational and project ... enrollment services group. Additionally, the Manager leads the compilation, quality control , and release of critical academic and student publications, including the… more
- Robert Half Legal (New York, NY)
- …environment. Ideal candidates will have experience in legal documentation review, compliance -driven industries, or quality control processes. Pay: $25 Start ... + Bachelor's degree required. + Proven experience in data review, quality control , or compliance (legal or healthcare background preferred). + Strong… more
- Wells Fargo (New York, NY)
- …+ Facilitate frequent collaboration between Lines of Businesses, Product, Technology, COO, Control , Compliance and other partner teams throughout the product ... in trading capabilities, electronic execution, and risk management tools. + Ensure compliance with OCC, FRB, NFA, and Wells Fargo's risk frameworks. + Champion… more
- Bank of America (New York, NY)
- …work experience + Minimum 5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate and ... establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product,… more
- Wells Fargo (New York, NY)
- …candidate will work with Business Heads as well as with COOs, Business Control Managers and partner functions (eg, Compliance , Risk, Operations, Technology, and ... grow. Join us! **About this role:** Wells Fargo is seeking a Senior Control Management Specialist - Trade Surveillance Governance. This Assistant Vice President will… more