- KeyBank (NY)
- …is taken to address regulatory expectations and to ensure Key maintains compliance with financial crimes regulatory requirements. Support the AML Enterprise Team ... projects, and facilitate processes as directed by the AML Enterprise Team Compliance Manager and the Team Director. **ESSENTIAL JOB FUNCTIONS** + Facilitate audit… more
- KeyBank (Buffalo, NY)
- …44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") ... has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk… more
- New York Power Authority (White Plains, NY)
- EHS Regulatory & Compliance Program Manager Location: White Plains, US **Summary** Supervises the implementation of controls to mitigate risk, completing risk ... implementation of laws, regulations, procedures, and policies. Responsible for reporting control issues found through control engagements and other activities… more
- Capgemini (New York, NY)
- …a **Senior Consultant** in our **Banking** team focused on **Finance, Risk & Compliance ** , you will support the delivery of transformation programs that strengthen ... risk and control environments across financial services. You'll work closely with...drive value and meaningful improvements in governance, resilience, and compliance . In this role you will: + Support the… more
- Cardinal Health (Albany, NY)
- …as well as completes risk assessments. The IT Governance and Compliance function within the organization develops, enhances, and maintains security policies ... and IT compliance programs in alignment with regulatory, legal, and contractual...are a plus. + Deep knowledge of risk and control frameworks as well as key regulatory requirements that… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...impacts + Maintains a culture of risk management and control , supported by effective processes in alignment with risk… more
- TD Bank (New York, NY)
- …Singapore, and Tokyo-TDS focuses on strategic, selective client engagement worldwide. Compliance , Surveillance & Supervision is integral to TDS's growth strategy, ... Surveillance, Financial Crimes & Risk Management (transaction surveillance), Regulatory Compliance Management, and Conduct & Supervision. **Role Summary** The… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain...+ Support root cause analysis in response to material control failures in business/group. + Identify, assess, effectively challenge… more
- The Rare Wine Co. (Brooklyn, NY)
- …and regulatory databases to ensure up-to-date, organized records. Market Compliance Support: Aid in distributor appointments/terminations, control state ... Compliance Associate Vieux Vins Group is a prestigious...and partners. Position Overview: We are seeking a mid-level Compliance Associate to join our energetic and talented team… more
- Navient (Albany, NY)
- …the right financial track, fast. We build tools that help people feel in control of their financial future, including: + **Private student loans** - low rates, ... below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. ...Compliance Analyst position will report to the Sr. Compliance Manager - Head of 1st Line of Defense… more