- Navient (Albany, NY)
- …the right financial track, fast. We build tools that help people feel in control of their financial future, including: + **Private student loans** - low rates, ... below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. ...Compliance Analyst position will report to the Sr. Compliance Manager - Head of 1st Line of Defense… more
- CIBC (New York, NY)
- …(https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, ... surveillance and analytical functions to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer...support groups (eg, Finance and Operations) to collaborate on control issues; + US Legal to seek interpretive guidance… more
- International Rescue Committee (New York, NY)
- Requisition ID: req58986 Job Title: Grants and Compliance Manager Sector: Finance Employment Category: Regular Employment Type: Full-Time Compensation: USD 76,230.00 ... with prior or current IRC experience are strongly encouraged to apply. The Grants and Compliance Manager for the IRC in New York and New Jersey will maintain a… more
- TD Bank (New York, NY)
- …with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is...details for this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance … more
- Stony Brook University (Stony Brook, NY)
- … control weakness; reduce the potential adverse effects of non- compliance ; and develop/assure that effective corrective actions are implemented, as appropriate. ... Director of Clinical Research Compliance and Privacy **Position Summary** The Stony Brook...The Stony Brook Medicine (SBM) Director of Clinical Research Compliance and Privacy (DCRCP) will work with hospital leadership,… more
- Langan Engineering, Environmental, Surveying and Landscape… (New York, NY)
- …to make impactful contributions. Langan is seeking an Environmental Permitting and Compliance Engineer, Scientist, or Project Manager to join its collaborative team ... individual will serve a key function in performing multimedia environmental compliance and permitting projects, including air quality permitting and compliance… more
- Raymond James Financial, Inc. (New York, NY)
- …education and experience to manage and oversee the operation of compliance functions for Regulatory Reporting and RJA Operations departments. Manages associates ... and division of responsibilities within the Compliance department. Leads major projects, programs or processes with significant business impact involving… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
- Amazon (New York, NY)
- …Amazon Web Services (AWS) Security is looking for an experienced Senior Trade Compliance Manager to support Canada and US operations with a broad range of ... import and export compliance matters. You will interact with AWS teams including...including: Harmonized Tariff Schedule (HTS), Schedule B, and Export Control Classification Number (ECCN) - Support tariff mitigation plans… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of ... the Audit team, the candidate will focus on operational and compliance audits, including operations of investment (securities and transactions). Responsibilities: +… more