- TD Bank (Fort Lauderdale, FL)
- …organization. + Works with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of documentation and reports required ... bodies and TD internal groups + Conducts research, assesses FCRM risks and controls , and otherwise contributes to a specialized team of FCRM compliance … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Supports the development and continuous improvement of policies, procedures, and controls related to data protection, system compliance , and records lifecycle ... complex compliance activities. + Providing support and guidance for compliance efforts. + Identifying and implementing controls and quality assurance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within various business units. * ... Performs periodic compliance monitoring and prepares reports summarizing the Bank's fair...integrity file review experience. * Identifying loan origination systems controls and data is preferred. * Operating standard office… more
- MongoDB (Miami, FL)
- …MongoDB to build next-generation, AI-powered applications. As a Staff Technical Program Manager at MongoDB, you will drive the successful delivery of high-impact, ... cross-functional programs that are critical to our security, compliance , and identity & access management (IAM) strategy. You will own the end-to-end program… more
- American Express (Sunrise, FL)
- …and services as part of the New Product Development process to assess compliance risks and evaluate proposed controls to ensure adherence with regulatory ... Independent Compliance Testing team, General Counsel's Organization, Operational Risk, Control Management, Financial Crimes Compliance , and Privacy Office. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and resolve complex issues. **Essential Duties and Responsibilities** * Builds and maintains Compliance Surveillance controls for multiple Compliance & Risk ... experience, specialized training and/or certification in securities or banking industry compliance to administer and manage an assigned compliance function.… more
- American Express (Sunrise, FL)
- …relevant stakeholders to document, understand, and assess relevant Compliance risks and controls . + Execute testing of control design and control ... and compliance professional certifications are preferred (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified Fraud… more
- Coinbase (Tallahassee, FL)
- …The Global Compliance Operations Team is responsible for executing Compliance controls with adherence to Coinbase's BSA/AML program, transaction monitoring, ... and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for...for each jurisdiction in which Coinbase operates. As a Compliance Support Supervisor, you will lead a team of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with the appropriate level of urgency. + Assists management to implement appropriate controls to detect and address potential compliance problems. + Excellent ... Duties and Responsibilities** + Oversees elements of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed, including: + Insider… more
- Navient (Tallahassee, FL)
- …great together! **The Senior Compliance Analyst position will report to the Sr. Compliance Manager - Head of 1st Line of Defense Compliance .** **As ... fast. We build tools that help people feel in control of their financial future, including: + **Private student...**About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls … more