- American Express (New York, NY)
- …Protection, Privacy or Financial Crimes disciplines. + Experience designing and implementing compliance controls . + Understanding of Compliance Risk ... regulatory frameworks. **The Key responsibilities are as follows:** The Manager of Enterprise Compliance Advisory & Practices...the first line of defense ("1LOD") Business Unit ("BU") Compliance Teams (within the Governance & Control … more
- Citizens (New York, NY)
- …and concerns + Collaborate with Business Lines/Divisions to assess privacy related controls to ensure compliance with applicable laws, rules, and regulations, ... are seeking a Privacy Risk Professional to support our enterprise privacy and compliance efforts. In this role, you'll help identify, assess, and manage privacy… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
- ITT (Seneca Falls, NY)
- … compliance training programs to educate employees on import/export control laws, regulations, and company policies. + Collaborate with internal stakeholders, ... $151,900 Plus Benefits and Incentive Plans. Connect With Us! (https://careersenus-itt-inc.icims.com/jobs/14882/trade- compliance - manager /job?mode=apply&apply=yes&in\_iframe=1&hashed=-1834443231) _ITT Inc. is an Equal Opportunity… more
- American Express (New York, NY)
- …governance of ECMX-required activities in support of core operational risk and control initiatives such as Project Guardian, Risk Control Self-Assessment (RCSA), ... external audit engagements and issues management. The team will work closely with Control Management, the 2nd line of defense, Audit, and Regulatory exam managers to… more
- JPMorgan Chase (Brooklyn, NY)
- The Legal, Compliance & Controls team is responsible for developing cross-organizational strategy and executing on initiatives to deliver priorities across ... solutions **Preferred qualifications, capabilities, and skills** + A background in controls , compliance , operational risk management, strategy consulting, or… more
- Capgemini (New York, NY)
- …by embedding automation, analytics, and emerging technologies into risk and compliance processes, enhancing oversight and control . + Manage cross-functional ... €22.5 billion. **Job:** **Organization:** _INVENT PEOPLE S&T_ **Title:** _Capgemini Invent - Senior Manager / Manager - Finance, Risk & Compliance - Banking_… more
- American Express (New York, NY)
- …impact, and together, you will help us define the future of American Express. ** Manager , US Consumer Compliance ** This position will play a critical role within ... the Line of Business Compliance (LOBCO) team supporting the US Consumer ...Initiative Assessments (NIA) review process and integration of effective controls , testing and ongoing monitoring into new and existing… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within various business units. * ... Performs periodic compliance monitoring and prepares reports summarizing the Bank's fair...integrity file review experience. * Identifying loan origination systems controls and data is preferred. * Operating standard office… more
- TD Bank (New York, NY)
- …(eg financial controls , segregation of duties, transaction approvals, and physical control of assets). + Works closely with key business leaders to optimize ... and regulatory compliance across the supported functions, while ensuring key controls and processes are effectively managed + Oversees or leads the facilitation… more