- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to...impacts + Maintain a culture of risk management and control , supported by effective processes in alignment with risk… more
- Coinbase (Albany, NY)
- …The Global Compliance Operations Team is responsible for executing Compliance controls with adherence to Coinbase's BSA/AML program, transaction monitoring, ... and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for...for each jurisdiction in which Coinbase operates. As a Compliance Support Supervisor, you will lead a team of… more
- City National Bank (New York, NY)
- …analysis and assessment of compliance regulations, identifying risks and controls , monitoring business unit control environment, drafting and maintaining ... Reviews/challenges compliance risk assessments, analyzing the Bank's compliance risk; determine if current processes control ...new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer,… more
- CanACRE (Buffalo, NY)
- …and existing compliance issues, and coordinate with the Environmental Compliance Manager and/or Field Lead to determine appropriate corrective actions ... (SWPPP) under the Clean Water Act, as well as compliance with erosion control regulations and applicable...* Coordinate with the Environmental Compliance Manager and/or Field Lead for potential… more
- Cardinal Health (Albany, NY)
- …Data Office. In this role, you will report to the Data Office Security and Compliance Manager and will be instrumental in safeguarding our data assets by ... assessments to identify, analyze, and evaluate potential threats, vulnerabilities, and compliance gaps. + ** Control Testing and Validation:** Perform regular… more
- Capital One (New York, NY)
- …Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or ... Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated...thinker who seeks to understand the business and its control environment. + You believe insight and objectivity are… more
- CVS Health (Albany, NY)
- …new controls are required + The facilitation of business process and control documentation, which includes developing new controls and ensuring controls ... + Identify and proactively notify all impacted areas of control changes that may require enhancements, process changes, or...compliance and/or audit experience in SOC and SOX controls + 5+ years of project management experience +… more
- Capital One (New York, NY)
- …Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on… more
- IBM (Armonk, NY)
- …successful candidate will be able to work independently with guidance provided by the Compliance Manager and be proactive in obtaining data needed from internal ... **Introduction** IBM Consulting Finance is looking for a detail oriented, business controls professional with experience testing policies and procedures in a US… more
- Oracle (Albany, NY)
- …meets-and often exceeds-regulatory, customer, and security requirements. The Role - Principal Compliance Program Manager We are seeking a highly motivated ... individual to join our team as a Principal Compliance Program Manager , specializing in data center...evaluate potential colo-location partners to ensure alignment to our compliance posture . Translate requirements to OCI controls… more