- SMBC (New York, NY)
- …facilitation of risk oversight processes across SMBC entities. This includes committee governance , regulatory and audit engagement, and issue management. The VP is ... reviews, and ad-hoc requests. - Support interactions with internal audit and control departments for monitoring and testing activities. - Support regulatory exams… more
- RGP (Manhattan, NY)
- …for our global clients-solving problems in the areas of Business Transformation, Governance , Risk and Compliance, and Technology and Digital Innovation. Our unique ... consulting model allows you the radical flexibility and control you demand in the "Now of Work," enabling you to define your career path based on your expertise,… more
- TD Bank (New York, NY)
- …to help manage key risks and confirm that our (Electronic Trading) and automated controls framework is operating effectively and is also fit for purpose. The role ... regulatory guidelines is effective. This position also works with management / control function partners (eg Risk, Legal, Compliance, AML and Audit) to assess… more
- TD Bank (New York, NY)
- …Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a Surveillance data quality ... framework that includes: policies and procedures for effective data governance ; data completeness and accuracy checks; surveillance inventories (define surveillance… more
- Deloitte (Rochester, NY)
- …Consultant, you will: + Demonstrate advanced understanding of business processes, internal control risk management, IT controls and related standards + Identify ... + Enterprise Directory Architecture and Virtual Directories + Identity & Access Governance including Role based access control , access request and certification.… more
- TD Bank (New York, NY)
- …Keeps abreast of new risk management techniques and industry literature + Demonstrates governance , control and risk management behaviors in alignment with TD ... you more specific details for this role. **Job Description:** Job Title: Manager , Operational Risk Management Job Level: Level 10 Business/Product Group: TD… more
- TD Bank (New York, NY)
- …to assigned portfolio, business, or function to ensure that strong AML/ATF/Sanctions/ABAC controls and processes are in effect to mitigate inherent associated risks. ... Customer Exit Standard. The team is also responsible for establishing the governance and monitoring routines necessary to adequately oversee the ongoing maintenance… more
- TD Bank (New York, NY)
- …Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a Surveillance data quality ... framework that includes: policies and procedures for effective data governance ; data completeness and accuracy checks; surveillance inventories (define surveillance… more
- HSBC (New York, NY)
- …supporting the Regional Head of Product Risk in ensuring that the product governance framework is adhered to within the Corporate and Institutional Banking (CIB) ... markets business activity. The NFR team helps manage and control both existing and new risks in the business,...risk managed + Provide guidance, with direction from the manager to the CIB-MSS Desks across our sites to… more
- M&T Bank (Buffalo, NY)
- …examinations over the Bank's Information Technology (IT) Engineering, Operations, Governance , Risk Management, and Architecture functions ensuring the timely and ... audit methodology and professional standards. Work with the IT Infrastructure Audit Manager to establish appropriate budgets and timeframes for these examinations. +… more