- SMBC (New York, NY)
- …financial institution. + Knowledge of First Line of Defense risk and controls . + Functional knowledge of process and control design, including process ... + Procedure Development: Create, update, and maintain detailed procedures for the Business Control Office and for various front office processes and… more
- TD Bank (New York, NY)
- …Develop and enhance oversight processes to monitor the health and effectiveness of control environments across business lines. + Contribute to the development of ... as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with control functions within the… more
- TD Bank (New York, NY)
- …Banking.** **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the ... as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within our… more
- TD Bank (New York, NY)
- …Program Effectiveness Assessment. The ideal candidate possesses a deep understanding of Risk Control Self-Assessments, a high degree of organizational ability ... compliance Program Effectiveness Assessment + Serve as the lead liaison with first-line business risk owners and compliance oversight functions + Support the… more
- American Express (New York, NY)
- …role? Working closely with the Global Sanctions Director, the Risk & Control Assessment and Remediation Manager within Global Sanctions will be responsible ... supporting the mitigation of sanctions risks through a robust risk & control framework implemented across the...and Requirement mapping in GLI/BUAM. + Work closely with business unit Control Management teams to ensure… more
- Heritage Financial Credit Union (Middletown, NY)
- …such as CIA, CPA, or CISA, and bring deep knowledge of internal controls , risk management, and regulatory requirements? Have you partnered with external ... CEO and Senior Leadership to provide insights and recommendations that support business performance and control effectiveness. + Where appropriate, actively… more
- TD Bank (New York, NY)
- …deliverables / outcomes representing the business on governance and control issues + Manages oversight process, risk -based identification and monitoring ... Management, Strategy & Support **Job Description:** The Senior Manager , Business Management oversees and leads a... management where required + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (New York, NY)
- …within Compliance and across the firm. With the business and other Risk partners, promote a strong governance & control environment with periodic assessments ... Communications Global Control Room Leads for all Control Room portfolios and Business partners) to...regulatory risks and issues, and practical solutions to mitigate risk for Compliance Global Control Room. +… more
- AIG (New York, NY)
- …+ Continuously update the Core Technology business risk and control environment assessments, including key risks and controls , through periodic client ... control environment including risk management, operational, financial, internal control , and governance processes.As a Senior Audit Manager , you will be… more
- Scotiabank (New York, NY)
- …respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational ... Senior Product Manager , Commercialization - US Business Deposit...simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, and… more