- TD Bank (New York, NY)
- …providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $225,000 - $250,000 USD TD...Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite… more
- Wells Fargo (Nyack, NY)
- …in the sales development process + Knowledge and understanding of retail compliance controls , risk management, and loss prevention + Ability to follow policies, ... and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
- KeyBank (NY)
- …a member of the Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of Key's second line of defense CRM function, ... Compliance Management System, assisting the Analytics Director and Quant Analytics Manager with FARB analytics program development, enhancement, and execution. The… more
- Deloitte (New York, NY)
- …at the front lines with our clients supporting them with their Cloud Cyber Risk needs specifically helping them navigate the journey on securing their Microsoft 365 ... Microsoft Entra ID, Office 365 (O365), Exchange Online, Teams, OneDrive for Business , and SharePoint Online environments based on Deloitte's Microsoft 365 Cyber … more
- Citizens (Tarrytown, NY)
- …oversight of several operational teams, key technology used by our business , issue-resolution, effective and well documented procedures, risk management ... environment + Develop and implement strategies to mitigate risk and establish effective controls where needed...settlements, and fee processing + Strong understanding of operational risk management and internal control frameworks +… more
- Scotiabank (New York, NY)
- …respective areas, and ensure the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk ... is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- TD Bank (New York, NY)
- …Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a ... : New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is committed to providing… more
- Citigroup (New York, NY)
- …Management, Financial Analysis, Policy and Procedure, Policy and Regulation, Product Knowledge, Risk Controls and Monitors, Risk Identification and ... work with the team's Underwriters to lead a best-in-class Leveraged Lending In- Business Credit organization with the primary goal of materially enhancing Citi's… more
- The Research Foundation for SUNY (Albany, NY)
- …expertise and guidance across the RF and SUNY system in the areas of ethics, risk management, internal controls , and a wide array of programmatic areas. The OCS ... to better position our team to serve our internal business partners. Our custom is to seek creative ways...training and education; ethics, corporate values, and professional responsibility; risk management and internal controls ; and privacy… more
- SMBC (New York, NY)
- …and Skills** + Minimum of 10 years of audit experience in the in Audit, Risk , Business Control , Compliance, Finance in the financial industry. + Strong ... identify business trends and changes in the business risk profile. + As needed, assist...and Trading supervision + Expert knowledge of audit techniques, risk , and internal controls assessment, and workpaper… more