- City National Bank (New York, NY)
- …other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience ... area compliance with applicable laws, rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory… more
- BAE Systems (Endicott, NY)
- …you want to be a part of? Come build your career with BAE Systems. In Controls & Avionics Solutions (CAS), you will have the opportunity to help define and develop ... avionics for both commercial and military platforms whether it is fly-by-wire flight controls , full authority digital engine controls , or power management. Work… more
- BMO Financial Group (New York, NY)
- …-return trade-offs, and proactively takes accountability for risks assumed. + Considers risk , internal controls and compliance as part of day-to-day ... a full spectrum of integrated capabilities to deliver leading market insight, risk management, and execution services to issuing and/or investor clients, including… more
- Citigroup (New York, NY)
- …administration for Citi's Chief Operating Officer. The CAO organization's remit includes leading Risk & Controls for the COO function, proactively monitoring and ... coaches or guides other administrative staff when required + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- Bank of America (New York, NY)
- …Job expectations include working with business counterparts within the line of business and partner organizations (eg,. Risk , Product, etc.). Are you a ... strategy, design, and execution of the next-generation of fraud controls to protect our clients. We are investing heavily...risk . + Develop compelling vision and data driven business cases for transformation initiatives. + Lead efforts to… more
- Citigroup (New York, NY)
- …Management, Financial Analysis, Policy and Procedure, Policy and Regulation, Product Knowledge, Risk Controls and Monitors, Risk Identification and ... consent and waiver requests. + Coordinate with the Audit manager and senior Underwriters on audit related matters (eg,...purposes. + Prepare and present Quarterly Portfolio Reviews to business management and Risk . **Qualifications:** + Credit… more
- HSBC (New York, NY)
- …Institutional Portfolio Group is part of the Corporate and Institutional Banking business at HSBC. IPG is responsible for HSBC's developing relationships with ... As ourAssociate, Institutional Portfolio Groupyou will: + Act as the Relationship Manager for a large portfolio of US and Non-US based institutional clients.… more
- University of Rochester (Rochester, NY)
- …commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory commissions/authorities. ... frameworks such as FAR and DFARS, and the application of ethical business practices. The Lead Contracting Compliance Officer will be responsible for developing,… more
- TD Bank (New York, NY)
- …Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a ... : New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed to providing… more
- TD Bank (Peru, NY)
- … business processes and procedures + Escalates non-standard or high- risk transactions/activities as necessary + Ensures documentation that is prepared/completed ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
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