- M&T Bank (Buffalo, NY)
- …billings for approval. Maintains financial expense records.Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory ... and being an initiative-taking communicator on behalf of the manager . **Primary Responsibilities:** + Creates non-routine correspondence and communications on… more
- BAE Systems (Endicott, NY)
- …the engineering staff adheres to the approved plans by attending program control meetings, design reviews and by auditing processes, reviewing status and ... the program and provides technical support to the program manager . + Manage system Design to Cost (DTC) and...all changes to the engineering cost, schedule, technical and risk baseline. + Collaborates with Performance Excellence to tailor,… more
- TD Bank (New York, NY)
- …business areas. + Conduct compliance risk assessments to ensure effective business control framework. + Provide ongoing reporting to senior management. + ... business initiatives. + Provide regulatory/compliance training. + Assist the business on implementing and documenting various supervisory/ control mechanisms.… more
- House of Blues (NY)
- …will report to our Compliance Manager , working with the broader Governance Risk & Compliance team, Business Leaders, and Legal to implement and maintain ... matters including consulting services and strategic direction on internal controls , business process optimization, risk ...functions of the job should contact either the hiring manager for the role or a Human Resources representative… more
- Travelers Insurance Company (New York, NY)
- …for specific activities required to effectively evaluate claims, such as Subrogation, Risk Control , nurse consultants, and fire or fraud investigators, and ... contact and technical resource to the field and our business partners. This job does not manage staff. **What...facts or allegations of each case. + Consults with Manager on use of Claim Coverage Counsel as needed.… more
- Citigroup (Queens, NY)
- …reporting requirements on Risk , Compliance and Audit + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Bank of America (New York, NY)
- …implementation of controls to mitigate and manage compliance and operational risk . + Supports a variety of routine to complex operational and strategic ... include operational process execution, quality assurance, and ensuring proper controls are in place. Job expectations include understanding the programs/products,… more
- Bank of America (New York, NY)
- …our clients + Partner with colleagues in Banking, Sales, FLU COOs, FLU Change, FLU Business Controls , Operations, and other groups as needed + Review clients for ... collection, with support from Operations and Global Financial Crimes Risk teams. The team identifies and develops client connections,...as the Front Line Unit engaging with clients across business sectors and regions to meet KYC requirements for… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $115,000 - $185,000 USD TD is committed to providing ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Citigroup (New York, NY)
- …The Citi Ethics Office does this by administering Citi's Ethics Hotline, working with business and control functions to identify control enhancements to the ... + Additional duties as assigned. + Assist with the appropriate assessment of risk when business decisions are made, demonstrating particular consideration for… more