- Neuberger Berman (New York, NY)
- …skills and an ability to demonstrate sound judgment to execute solutions. + Risk oriented mindset and control awareness to apply to current operating ... serve as a liaison between our Portfolio Managers, Trading, other support and control areas internally and broker dealers, custodian banks and external 3rd party… more
- City National Bank (New York, NY)
- …sales and retention efforts of the Specialty Banking Relationship Managers. Develops business opportunities by being active in the community and maintaining positive ... to the office's type of lending. Interfaces with Credit Administration and Credit Manager to ensure credit quality and compliance strategies are implemented and the… more
- TD Bank (New York, NY)
- …transactions for either the organization or candidates + Maintain a culture of risk management and control , supported by effective processes in alignment with ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Neuberger Berman (New York, NY)
- …non-investment team (eg COO, CFO, GC/CCO, CTO) + Identify key areas of operational risk and ensure that the appropriate mitigating controls have been implemented ... Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $515 billion… more
- TD Bank (Syosset, NY)
- …of business area, and could be characterized by moderate complexity/ risk + Makes product recommendations based on Customer needs and **highlights product ... operationally sound location + Executes with excellence by adhering to all Risk and Control Policies and Procedures **Employee/Team Accountabilities:** +… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Technology Solutions **Pay Detail:** 200000 - 280000 USD TD is committed to ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Warner Music Group (New York, NY)
- …quarterly Management Representation Letter with domestic and international affiliates + Act as control operator for key SOX controls corresponding with the above ... deliverables and analyses. This position reports to the Senior Manager of External Reporting. **Here you'll get to:** +...dependent upon many factors, such as work experience and business needs. The pay range is subject to change… more
- TD Bank (New York, NY)
- …business areas + Conduct compliance risk assessments to ensure effective business control framework + Analyze new regulations and conduct business ... firm risk and industry best practice. **Responsibilities:** + Advise business areas on firm policies and procedures, regulatory requirements and industry best… more
- University at Albany (Albany, NY)
- …recommends and assists in implementing actionable improvements and solutions to the D&MC Manager . They monitor the flow of real-time work and act to address ... problems. Under the leadership and direction of the D&MC Manager , the Analyst is responsible for ensuring internal and...on workstation hardware, operating systems, software, and printers at risk or outside of defined standards and work to… more
- GitHub (NY)
- …the Deal Desk review process, helping to improve deal velocity while upholding risk controls and margin protection. + Support special pricing programs, bundled ... will play a key role in accelerating sales cycles, mitigating risk , and ensuring high-value transactions are executed efficiently and compliantly.… more