- TD Bank (Charlotte, NC)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise initiatives helping to ... issues + Actively manages relationships within and across various business lines, corporate and/or control functions and...and evolving regulatory requirements + Maintains a culture of risk based management and control , supported by… more
- Grant Thornton (Charlotte, NC)
- …of enterprise or operational risk management programs, and/or entity-level and business process controls for Internal Audit, SOX compliance, System & ... business needs by helping them understand their business risks, and assist in addressing risk ...compliance requirements, and helping clients design and implement internal controls + Support engagement Manager and/or Senior… more
- TD Bank (Charlotte, NC)
- …US Treasury **Financial Analyst III** is a member of TD's US Treasury Internal Controls team, whose objective is to supplement control activities over US ... rules and regulations **Preferred Qualifications:** + Experience supporting governance and control activities in Treasury, Change Management, Risk Management,… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist New York, New York;Charlotte, North Carolina; Plano, Texas **To proceed with your application, you must be at least 18 years of ... and report issues and control improvements for remediation. Provide analytical business control and horizontal process oversight in execution of internal … more
- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Operational Risk Analyst works within a given line of ... units to ensure the effective execution of the Operational Risk Framework across the assigned business line....of our operational risk management framework, including: risk and control self-assessments, new initiative … more
- TIAA (Charlotte, NC)
- …and high- risk tasks to ensure highest quality standards are met. + Controls development and risk management of a Brokerage Operations unit + Responsible ... managers, branch managers, and internal auditors to develop a control strategy for all retail businesses. + Ensures compliance...enterprise to enable support and close alignment with firm risk appetite and business objectives + Participate… more
- Bank of America (Charlotte, NC)
- Senior Business Control Specialist - CFO COO & Governance Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** ... Services, Risk Identification, RCSA and the interconnectivity across the Company's business controls policies + Experience with CFO organization and related… more
- Regions Bank (Charlotte, NC)
- …in Compliance, Operational Risk , Quality Assurance/ Control , Audit, or other related risk function specific to a line of business or program + Or High ... , Quality Assurance/ Control , Audit, or other related risk function specific to a line of business...(CAMS) + Certified Information Security Auditor (CISA) + Financial Risk Manager (FRM) + Financial Industry Regulatory… more
- PNC (Charlotte, NC)
- …**Preferred Skills** Audit Management, Continuous Monitoring, Control Assessment, Internal Controls , Process Control , Risk Assessments, Risk ... to the company's success. As an Internal Audit Team Manager , you will be within PNC's Internal Audit organization,...be within PNC's Internal Audit organization, supporting the Model Risk Audit Team Audit team. This position is primarily… more
- TD Bank (Charlotte, NC)
- …project sponsor, business project owner, project / program / portfolio manager to ensure they are aware of significant changes which impact requirements delivery ... / work packages for Tier 3-4, low to moderate risk and regulatory projects with multiple stakeholders and across...analysis, change planning, etc.) + Collaborates with the project manager and business sponsor to identify and… more