- MUFG (New York, NY)
- …KYC due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality ... KYC due diligence; + Responsible for maintaining an understanding of various Corporate Banking client relationships, working with various local product areas & other… more
- JPMorgan Chase (New York, NY)
- …and Compliance:** Act as the primary liaison for controls functions, managing audit and control requests to ensure compliance with policies and procedures, while ... assisting senior management, and coordinating the deployment of the bank's corporate resources to address strategic and tactical objectives. JPMorganChase, one of… more
- Citigroup (New York, NY)
- Build automated market making capacities for credit products such as corporate bonds. Develop and enhance mathematical models to automatically price and trade Spread ... series data and other data source to extract valuable information for corporate bond market. Build rigorous risk-management framework. Work closely with various… more
- TD Bank (New York, NY)
- …for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. + ... offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose us for our innovation, execution,… more
- Citigroup (New York, NY)
- …of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth ... and relevant processes Governance, Risk & Controls + Assist in internal audit reviews, providing materials and address concerns arising from these reviews +… more
- JPMorgan Chase (Brooklyn, NY)
- …+ Minimum of 7 years of financial service experience in controls, audit , quality assurance, risk management, or compliance. + Proficient knowledge of control ... millions of consumers, small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan and Chase brands.… more
- Mizuho Corporate Bank (New York, NY)
- …York City Office Job Description + Under the direction of the Vice President or Director, execute a robust audit program including performing the timely ... analytics. + Collaborate both formally and informally with other corporate risk and control functions to ensure activities are... Audit Groups, as needed. + Assist the Vice President /Director with maintaining an Off-Site Monitoring… more
- Scotiabank (New York, NY)
- …control weaknesses. The Office of the GBM Audit COO supports the Senior Vice President of GBM&T Audit in the administration, coordination, and ... Senior Analyst, GBM Audit COO Office - Reporting & Strategic Initiative...products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced Vice President - Audit Manager with a minimum of 8 ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...dealer & financial industry to work within the Internal Audit Department. The Audit Manager will design… more
- MTA (Jamaica, NY)
- …to the Chairman and Chief Executive Officer of the MTA, Board of Directors, Audit and Corporate Governance Committees + Oversee coordination with other Agencies ... Director, Corporate Compliance Suburban Operations Job ID: 12715 Business...findings and recommendations + Develop responses for Agency Head Vice - President and/or Department Head approval to… more