- Mizuho Corporate Bank (New York, NY)
- …throughout the Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and ... Asia. Mizuho Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking , capital markets, equity and fixed… more
- JPMorgan Chase (New York, NY)
- …within the Asset Management Compliance team , you will serve as the Chief Compliance Officer (CCO) where you will lead oversight of regulatory compliance ... and dynamic fund structures in the industry as Chief Compliance Officer , working closely with the Board...small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...interest across TDS Securities with a primary focus on Corporate and Investment Banking , Capital Markets, Commercial… more
- American Express (New York, NY)
- …design across the enterprise. This role will lead an organization of line of business compliance officer teams and report to the Head of Global Servicing and ... Corporate Functions Compliance . As the leader of...of Compliance monitoring and testing. + Ensure Compliance officer standards across team in the… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Compliance Officer is a key member of the TDS US Compliance ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair ... details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- American Express (New York, NY)
- …the future of American Express. **Business Unit/Role Specific Information** Global Risk & Compliance (GRC): The Global Risk & Compliance Organization is an ... independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in a safe, sound, and fully… more
- JPMorgan Chase (Brooklyn, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers, and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo, and… more