- MUFG (New York, NY)
- …will provide more details. Credit Portfolio Management (CPM) is a global function that utilizes a market-based approach toward portfolio management from a ... The team's core functions include: + Monitoring of the corporate loan portfolio with a focus on Early Warning...the most favorable commercial terms for the bank. Ensure compliance with Basel rules governing regulatory capital relief. +… more
- TD Bank (New York, NY)
- …and documenting tax positions for audit preparedness + Providing tax counsel to the corporate tax compliance and tax audit functions + Monitoring and assessing ... 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with...tax guidance + Advising on the tax aspects of corporate development projects and collaborating with external tax advisors… more
- Bank of America (New York, NY)
- …This job is responsible for managing a major component of a product line, function , or multiple operations units within a large segment of the company's operations ... of the Global Markets Non-Financial Regulatory Reporting department. The is a global function with three regional hubs covering the Americas, Asia Pacific and EMEA… more
- TD Bank (New York, NY)
- …escalate issues where appropriate + Ensure business operations are in compliance with applicable internal and external requirements (eg financial controls, ... + Monitor service, productivity and assess efficiency levels within own function and implement continuous process / performance improvements where opportunities… more
- TD Bank (New York, NY)
- …Securities provides a wide range of capital market products and services to corporate , government and institutional clients. The firm works with clients around the ... infrastructure services that support and/or control the trading, investment, and corporate banking functions of TD Securities. We are committed to innovation… more
- Loretto Management Corporation (Syracuse, NY)
- …care for residents. Under the guidance and direction of the Nurse Manager , participates in planning, organizing and reviewing operations, implements procedures and ... programs; determines work procedures and expedites work flow; ensures compliance with all operating policies, procedures, and regulations. Communicates with and… more
- TD Bank (New York, NY)
- …the Liquidity Management Portfolio. The team is part of the 2nd line risk management function and coordinates with both 1st line and 3rd line of defense to ensure ... of broader related areas + Integrates knowledge of the enterprise sub- function 's or business line's overarching strategy in developing solutions across multiple… more
- TD Bank (New York, NY)
- …financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and operationalizing requirements ... transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program development. Key… more
- Constructive Partnerships Unlimited (Manhattan, NY)
- …and procedures in compliance with CPU standards. 10. Adherence to CPU's corporate compliance program, including the code of business conduct, the NYS and ... federal false claims act, whistleblower protections and mandatory reporting. 11. Completes corporate compliance training and mandatory training at least annually… more
- St. James Hospital (Hornell, NY)
- …by education, training, and experience. Adhering to the Code of Conduct and the Corporate Compliance Plan (CCP) at St. James Hospital. Must maintain current ... detail when task. + Reviews instrument maintenance and or function checks are performed. + Performs calibration and troubleshoots...and adhere to the Standards/Code of Conduct and the Corporate Compliance Plan as well as ensure… more