- JPMorgan Chase (New York, NY)
- …for ultra-high net worth clients. Collaborate with top professionals across legal, compliance , and risk functions. Shape the future of wealth management by ... product launches. + Collaborate with Legal Department colleagues and control functions ( Compliance , Risk) to resolve legal and reputational risk items. + Advise on… more
- JPMorgan Chase (New York, NY)
- …business controls, sales, trading, audit, technology, business management, or compliance in a sophisticated global banking environment. + Strong personality, ... services experience in controls, audit, quality assurance, risk management, or compliance preferred. + Proficient in Microsoft Office Suite (Word, Excel, PowerPoint,… more
- JPMorgan Chase (New York, NY)
- …and alternative trading systems (ATSs), while collaborating closely with the firm's compliance and business control management teams to ensure adherence to control, ... with them to identify and quantify their custom requirements. + Ensure compliance with regulatory obligations, including adherence to market access controls such as… more
- JPMorgan Chase (New York, NY)
- …process and the department function + Rigorous adherence to approved review, compliance and record-keeping procedures + Implementation of processes to control and, ... of basic financial concepts + Awareness of business risk and compliance procedures + Microsoft Office Suite skills (intermediate/advanced); prior experience of… more
- JPMorgan Chase (New York, NY)
- …of strategies (in partnership with Trading, Quantitative Research, Legal, and Compliance teams). **Job Responsibilities** + Assist in the design and analysis ... internal stakeholders such as Structuring, Trading, Technology, Legal, and Compliance . **Required qualifications, capabilities, and skills** + Strong interest and… more
- Universal Instruments Corporation (Conklin, NY)
- Contracts Assistant Universal Instruments is a global leader in the design and manufacture of advanced automation assembly equipment. Our solutions are used to build ... The Contracts Assistant supports the lifecycle of company contracts, ensuring compliance with legal standards and organizational policies. This role involves… more
- JPMorgan Chase (New York, NY)
- …as model complexity, scalability, and latency. + Partner with Risk and Compliance teams to ensure comprehensive model documentation, track performance metrics, and ... maintain adherence to regulatory compliance standards. + Translate model outcomes into business impact...small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan… more
- JPMorgan Chase (New York, NY)
- …experience. + Communicate effectively with key partners in Legal, Compliance , Risk, Operations, Technology, Digital, Marketing, Strategy, and Supervisory Management ... and drive resolution of mitigating controls + Support audit, regulatory and compliance deliverables; help drive specific action plans and deliverables + Participate… more
- TD Bank (New York, NY)
- …**Ready to be the change at TD Securities?** We're an innovator and leader in the Data, Delivery and Innovation. Our legendary customer & colleague experience ... closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work in close alignment with our...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- JPMorgan Chase (New York, NY)
- …changes in connection with market conditions, portfolio related issues or regulatory compliance + Partner with credit underwriting to ensure proper resources to ... Commercial Real Estate account maintenance, loan closing, credit administration and compliance procedures + Ability to communicate and recommend advice-driven credit… more