- Mizuho Corporate Bank (New York, NY)
- …and ensure timely reporting of suspicious transactions to the Anti-Money Laundering (AML) Compliance Manager . The Associate is responsible for reviewing the AML ... Job Description The Compliance function manages compliance and regulatory...investigations, and providing initial recommendations and organizing and maintaining supporting documentation. This includes the ownership of th e… more
- WTW (New York, NY)
- …claims information, the classes of business needing renewal and any other supporting information. The broking teams then take these proposals to market. **Love ... this one for GDPs: In collaboration with the lead client relationship manager , actively expands existing client relationships and supports new business prospecting +… more
- The Research Foundation for SUNY (Albany, NY)
- …levels of the RF and SUNY constituents and report to the Ethics & Compliance Manager . KEY RESPONSIBILITIES: + Provide daily support of initiatives supporting ... compliance audits and assist with the monitoring of corporate activities and internal controls; + Provide support for...and operating plans as assigned by the Ethics & Compliance Manager . Job Requirements: EDUCATION & EXPERIENCE… more
- Nestle (Bohemia, NY)
- … Compliance Expert , you play a crucial part in ensuring the compliance of GxP systems and supporting processes. Your primary responsibilities will include: ... + Support IT compliance of GxP systems and supporting processes...systems to support NHSc product portfolio. Serve as Project Manager for technology implementations, including coordination and management of… more
- LEGOLAND (Goshen, NY)
- …endless! **About the Role** Under the direction and supervision of the Training and Compliance Manager , the Training and Compliance Coordinator assists the ... maintenance is progressed to a satisfactory conclusion with adequate supporting records. + Liaise closely with the attractions and...ensure reporting of any new risks to the appropriate manager . + Compliance of safe working procedures… more
- Scotiabank (New York, NY)
- Senior Product Manager , Commercialization - US Business Deposit Products, Global Transaction Banking **Requisition ID:** 202026 **Salary Range:** 110,700.00 - ... to results, in an inclusive and high-performing culture. **Sr. Product Manager , Commercialization - US Business Deposit Products, Global Transaction Banking -… more
- TD Bank (New York, NY)
- …capacity. The Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions including ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is... advice to Markets sales and trading + Knowledge Corporate Investment Banking and Capital Markets * Directs day-to-day… more
- TD Bank (New York, NY)
- …capacity. The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...advice to Markets sales and trading + Knowledge of Corporate Investment Banking and Capital Markets + Strong knowledge… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $185,000 - $225,000 USD TD is committed to providing fair ... Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York... advisory experience in the Global Transaction Banking Space supporting a wholesale client base. Including knowledge of the… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Lead CIB Portfolio Manager to join the Portfolio Management team to support Wells Fargo's growing Financial ... Institutions business. The Portfolio Manager will partner with Relationship Managers, Industry Coverage and...monitoring of performance trends, validating risk ratings, monitoring covenant compliance , as well as adherence to policy and regulatory… more