- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program,...Actively manages relationships within and across various business lines, corporate and/or control functions and manages alignment with enterprise… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- American Express (New York, NY)
- …Headquarters (AENB HQ) and Enterprise Shared Services (ESS) The objective of the Corporate Function Control Management Risk ID, Assessment, Testing and Reporting ... inherent and residual risk. The Manager-Risk ID, Assessment & Testing , Corporate Functions Control Management will report...criteria to align with regulatory updates) + Conduct control monitoring (supplemental to BU process owners testing )… more
- M&T Bank (Buffalo, NY)
- …impacting the business unit. + Build a working relationship with Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + ... management function by assisting with the identification and assessment of risks, risk monitoring and testing , and issues management. Provide assistance in the… more
- AIG (New York, NY)
- Senior Manager, Compliance Data Analytics & Monitoring Compliance partners with GLCR Data Analytics & Automation (GLCR DAA) to maintain a Testing and ... partner with GLCR DA&A team to deliver the annual Compliance Testing plan, leveraging existing automation platforms:...ongoing test statuses and provide feedback to manager and Corporate Compliance , highlighting issues or areas of… more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- TD Bank (New York, NY)
- …implementation of Compliance programs to mitigate risk. US COC oversees a corporate oversight compliance risk management program. The Compliance Manager ... compliance program, including control mapping, risk assessments, regulatory change and monitoring and testing , as examples.** + **Environment conditions would… more
- Mizuho Corporate Bank (New York, NY)
- …(ie calendar invites, prepare decks, note taking) Americas Treasury Department (ATD) Compliance coverage Assist with and develop controls, monitoring and ... the financial services industry, ideally with particular emphasis on Volcker, Corporate Treasury activities, Bank regulations compliance , derivatives regulations… more
- Mizuho Corporate Bank (New York, NY)
- …Crime Compliance department. This role will be expected to perform ongoing testing of the AML Transaction Monitoring , KYC, and Sanctions procedures against ... General Department Description The Americas Compliance Department (ACD) manages compliance risk...regulatory requirements. In addition to testing in search of any control weaknesses, the FCC… more