- Ross Stores, Inc. (New York, NY)
- …management\. The position will also assist in developing, implementing, and monitoring compliance training, business investigations, legal research, project ... to be a positive force in our community\. Our Corporate headquarters are in Dublin, CA, we have 3...compliance \(e\.g\., Proposition 65, etc\.\), recalls, and product testing protocols\. Perform legal research and assist in driving… more
- TD Bank (New York, NY)
- …to FINRA as part of the pilot program + Collaborate with the Compliance Testing Team, as needed, on monitoring and testing engagements. + Work closely ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...a registered US broker dealer or regulator, Branch Inspections testing a plus. + Strong knowledge of SEC, FINRA… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... details for this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance ...of the firm's surveillance framework across trade and communications monitoring . The incumbent will report to the Director of… more
- Google (New York, NY)
- …in a complex environment. + Experience with control frameworks, including risk assessment, compliance testing , monitoring , and governance. **About the job** ... Program Manager, Risk and Compliance _corporate_fare_ Google _place_ Reston, VA, USA; New...management. + 8 years of experience in risk or compliance . **Preferred qualifications:** + 8 years of experience managing… more
- SMBC (New York, NY)
- …+ Policies and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- TD Bank (New York, NY)
- …inspections. + Interact with federal and state regulators + Assist in the performance of testing and monitoring of compliance with firm policies for covered ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- Google (New York, NY)
- …In this role, you will support maturation of the program through documentation, testing , and monitoring of controls; conducting risk assessments to identify and ... Risk and Compliance Senior Program Manager _corporate_fare_ Google _place_ New...progress and deadlines. The mission of Ads Risk & Compliance (ARC) is to create and maintain an effective… more
- Bank of America (New York, NY)
- …+ Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) ... related to Capital risk management process and Capital stress testing to the Risk verticals teams, Corporate ...as well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to… more
- Hubbell Power Systems (Le Roy, NY)
- …well as the Corporate Controller's Team to ensure proper SOX 404 compliance and continuous improvement in this critical area. This high-profile role will also ... will be responsible for interfacing regularly with both the HUS Group and Corporate finance leaders to articulate results with clarity and transparency and maintain… more
- Broadview FCU (Albany, NY)
- …organization. Department Specific + Model Development & Management: Designing, building, calibrating, testing , and monitoring risk and stress testing models. ... partnership with a variety of business units to maintain a culture of compliance that reflects shared values, goals, and practices. Provide an independent risk… more