- TD Bank (Charlotte, NC)
- …CRA, UDAAP, GLBA; familiarity with securities regulations a plus. + Experience in compliance monitoring , testing , and control mapping. + Hands-on experience ... business reports, and key risk indicators to identify trends, gaps, and potential compliance risks. + Review and validate first-line testing to ensure gaps… more
- TD Bank (Charlotte, NC)
- …enhancements to TD's internal applications and third-party provider tool. + Support testing engagements from Internal Audit, Compliance Quality Assurance, and ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- Cisco (Research Triangle Park, NC)
- …Team** The Financial Compliance & Operations team is part of the Corporate Controller organization and partners with functional process owners and IT in the ... Program. We use outstanding methodologies to enable continuous monitoring of the control environment and reporting in support...finance, IT, and operations business partners in the design, testing , and reporting of the SOX compliance … more
- TD Bank (Charlotte, NC)
- …with regulatory expectations.** + **Participate in regulatory reviews, internal audits, and compliance testing as needed.** The above details are specific to ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- Wells Fargo (Charlotte, NC)
- …COSO testing team. The Enterprise Finance function contains the Corporate Controllers division, which includes the Enterprise Controls & Oversight (EC&O) group. ... that support financial, risk, and regulatory reporting. + Assessing compliance with Well Fargo & Company's COSO based policies...related projects + Plan, execute, or provide oversite for testing and monitoring involving complex subject matter… more
- Bank of America (Charlotte, NC)
- …+ Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) ... related to Capital risk management process and Capital stress testing to the Risk verticals teams, Corporate ...as well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to… more
- Truist (Raleigh, NC)
- …This includes improving/developing automation for cluster installation, system upgrades, patch management/ compliance , and monitoring the health of the overall ... In this role you will be contributing to and supporting the corporate Enterprise Container Strategy by identifying ideas to improve system performance, efficiency,… more
- City National Bank (Charlotte, NC)
- …trigger explanations and associated action plans * Review and challenge 1LOD annual testing and monitoring plans, the adequacy of control management activities ... Systems, the Fraud Manager II will contribute to the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or corporate… more
- RTX Corporation (Charlotte, NC)
- …audit testing of privacy controls, and other program effectiveness monitoring efforts. + Assist with the development, implementation, and maintenance of privacy ... headquartered in Arlington, VA. The following position is to join **RTX Corporate ** : **Associate Director and Assistant General Counsel, Privacy** **What You Will… more
- Fresenius Medical Center (Rolesville, NC)
- …nurse in accordance with organization policies, procedures, and training and in compliance with regulations set forth by the corporation, state, and federal ... detailed education regarding adequacy measures where appropriate - Online Clearance Monitoring (OLC), Adequacy Monitoring Program (AMP), Urea Kinetic Modeling… more