- HCR Home Care (Rochester, NY)
- …- $120,000.00 Annually Role and Responsibilities The Compliance Director serves as the Compliance Officer and is the focal point for HCR's Compliance ... key role will also serve as the HIPAA Privacy Officer . Essential Functions + Direct and oversee an effective,.... + Provide update(s) to the Audit Committee on Corporate Compliance activities and Corporate … more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Compliance Officer is a key member of the TDS US Compliance ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- KeyBank (NY)
- …with Financial Crimes Risk Management and LOB contacts. + Monitor the Corporate Compliance mailbox, ensure timely responses to email inquiries, retain ... is taken to address regulatory expectations and to ensure Key maintains compliance with financial crimes regulatory requirements. Support the AML Enterprise Team… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- WMCHealth (Valhalla, NY)
- …+ Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and ... Director of Compliance Company: NorthEast Provider Solutions Inc. City/State: Valhalla,...regulations. + Serves as a WMC APS HIPAA Privacy Officer . + Maintains knowledge of current legislation and regulations… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- WMCHealth (Poughkeepsie, NY)
- …+ Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and ... Regional Manager, Compliance - ONSITE Company: NorthEast Provider Solutions Inc. City/State:...new regulations. + Serves as a WMC HIPAA Privacy Officer . + Maintains knowledge of current legislation and regulations… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair ... details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- HSBC (New York, NY)
- …by policy. Contain compliance risks in liaison with the Head of Group Compliance , Global Business Compliance Officer , Area Compliance Officer ... the USA.Grow US ISB inbound revenues from HSBC global corporate clients, in Europe, through coordination with client coverage...Local Compliance Officer , ensuring adequate compliance resources and training, fostering a compliance … more
- Fujifilm (Albany, NY)
- …on day-to-day legal affairs, various domestic and cross-border transactions, contracts, compliance , and corporate matters of certain Fujifilm chemicals and ... merger, certificate of merger, and amend bylaws for US legal entities, ensuring compliance with applicable corporate governance requirements. + Handle and advise… more